Executing Firm definition

Executing Firm means any entity that is a Participant trading on Tera for its own account or on behalf of an Account Holder or Customer. An Executing Firm shall include, but not be limited to Persons registered as an Introducing Broker by the CFTC.
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Executing Firm means any entity trading on Tera for its own account or on behalf of a legally distinct Account Holder.
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Executing Firm or “Executing Firm User” is a type of User (defined below) and means any entity that is a Participant trading on Tera for its own account or on behalf of an Account Holder. An Executing Firm shall include, but not be limited to, Persons trading on Tera as an agent, broker or advisor including but not limited to:
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Examples of Executing Firm in a sentence

  • In addition, the Executing Firm may not be affiliated with [FCM].

  • SMP Instruction: Cancel RestingAn aggressing order marked with the SMP - cancel resting instruction (tag 8000- SelfMatchPreventionInstruction=O) will not execute against an opposite side resting order that has the same SMP ID and Executing Firm ID.

  • SMP Instruction: Cancel AggressingAn aggressing order marked with the SMP - cancel aggressing instruction (tag 8000- SelfMatchPreventionInstruction=N) will not execute against an opposite side resting order that has the same SMP ID and Executing Firm ID.

  • In general, neither the Exe- cuting Firm nor any individuals associated with the Executing Firm will be registered in any capacity with the Commodity Futures Trading Commission.

  • In general, neither the Executing Firm nor any individuals associated with the Executing Firm will be registered in any capacity with the Commodity Futures Trading Commission.

  • Similarly, your con- tacts with the Executing Firm may not be sufficient to subject the Executing Firm to the jurisdiction of courts in the United States in the absence of the Executing Firm’s consent.

  • CME Globex Self Match Prevention is an optional functionality that allows an executing firm to prevent the matching of orders for accounts with common ownership if both the buy and sell orders contain the same Self Match Prevention Identifier (SMP ID) and Executing Firm ID.

  • If you choose to place orders directly with an Executing Firm, you may be doing so at your own risk.

  • Each Executing Firm that is acting as agent for an Account Holder must ensure that each such Account Holder has established a clearing account with a Clearing Firm of the Clearing House accepting for clearance the Clearable Instruments traded on Tera.

  • Each Account Holder must be either a Clearing Firm of a Clearing House where the Clearable Instruments are cleared or have a clearing account with a Clearing Firm with respect to such Clearable Instrument and, through its Executing Firm, provide Tera with evidence of such relationship.

Related to Executing Firm

  • Consulting Firm has the meaning set forth in Section II.A.4.

  • Accounting Firm has the meaning set forth in Section 2.3(c).

  • Lobbying firm means any business entity, including an individual contract lobbyist, which meets either of the following criteria:

  • Selling Firm has the meaning given to it in Section 2(1);

  • Disputing Parties means the claimant and the respondent;

  • Independent Accounting Firm has the meaning set forth in Section 2.05(c).

  • sponsoring firm means the firm registered in a jurisdiction of Canada on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person;

  • Disputing Party has the meaning specified in Paragraph 5.

  • Selling Firms has the meaning specified in section 5.1;

  • CPA Firm has the meaning set forth in Section 2.3(c).

  • Prosecuting Party has the meaning set forth in Section 6.2(c).

  • Executing Agency means any public authority, any public or private corporation as well as any organization recognized by the Parties and mandated to implement a specific Project financed under this Agreement;

  • Pre-FIRM means construction or other development for which the “start of construction” occurred before the effective date of the initial Flood Insurance Rate Map.

  • Program Executing Agency means the entity or entities responsible for the carrying out of the Program as specified in the Loan Agreement.

  • Project Executing Agency wherever it appears in the Loan Regulations shall be substituted by the term “Program Executing Agency”.

  • Clearing Firm means an entity that meets the requirements of clearing membership at a Clearing House that clears Trades in any or all of the MarketAxess SEF Swaps and is authorized to submit Trades for clearing to the Clearing House.

  • executing State means the Member State to which a European protection order has been forwarded with a view to its recognition.

  • Executing Entity means any entity, which includes, as the case may be, a developing country which is a party to the Convention, through which GCF Proceeds are channelled or used for the purposes of a Funded Activity or part thereof, and/or any entity that executes, carries out or implements a Funded Activity, or any part thereof. For the avoidance of doubt, the Accredited Entity may also carry out the functions of an Executing Entity;

  • executing authority means the executing authority as defined in section 1(1) of the Act, except with regard to the appointment and other career incidents of a head of department, in which case it means the executing authority as contemplated in section 3B of the Act;

  • Independent Firm means a recognized law or accounting firm; provided, however, that such term shall not include any accounting firm that performs or has preformed audit services with respect to Distributing or Controlled.

  • Valuation Firm has the meaning set forth in Section 1.6(c)(ii).

  • Selected Firm means the firm who is selected by the City and to whom the City Council/City Manager awards a contract for the services or commodities requested in this solicitation.

  • Independent Accountant has the meaning set forth in Section 2.04(c)(iii).

  • Independent Expert means a Person or entity with no material current or prior business or personal relationship with the Advisor or the Directors and who is engaged to a substantial extent in the business of rendering opinions regarding the value of assets of the type held by the Company.

  • Independent representative means a person who:

  • Neutral Auditor means Ernst & Young or, if Ernst & Young is unable to serve, an impartial nationally recognized firm of independent certified public accountants other than Seller’s accountants or Purchaser’s accountants, mutually agreed to by Purchaser and Seller.