Examples of Exchange Traded Options in a sentence
Stock Options Trading Account – Terms and Conditions under which Kingsway may, from time to time, provide dealing in Options Contracts and effecting transactions of any Exchange Traded Options Business (as defined under the Options Trading Rules) and related services to the Client via the Client’s stock options trading account; (any of the above agreement(s) which is/are applicable to the Client is/are referred as (the “Agreement” ).
If ICBCIS accepts securities by way of Collateral, the Client will on request provide ICBCIS with such authority as ICBCIS may require under the Rules to authorize ICBCIS to deliver such Securities, directly or through an Options Exchange Participant, to SEOCH as SEOCH Collateral in respect of Exchange Traded Options Business resulting from the Instructions to ICBCIS.
Each such ledger account must contain information which is sufficient, at any given time, to enable all collateral and money received from each client to be separately identified and allocated to each aspect of Exchange Traded Options Business conducted on behalf of that client.
Where a licensed or registered person which is an Options Exchange Participant accepts as a client a person whom the licensed or registered person knows to be engaging in Exchange Traded Options Business on behalf of other persons, the licensed or registered person should open one or more Omnibus Account(s) in the name of the client and should ensure that the client, to the fullest extent possible, calculates and collects appropriate amounts of margin and Premium from such other persons.
Client’s Money in relation to Exchange Traded Options Business 10.
Bidder will have to submit attested copies of related registration certificates along with a recent passport size photograph of the authorized representative of the Bidder/Vendor, duly attested.
The SEOCH Board may vary the amount of Initial Contribution generally or in respect of any particular SEOCH Participant having regard to, amongst other things, any restrictions applying to that Participant’s Exchange Traded Options Business or conditions applying to its Participantship.
Under our AFSL, we will provide dealing and general advice services in relation to:• Securities• Managed investment schemes• Bonds• Derivatives such as Exchange Traded Options (ETOs)• Deposit products (e.g. bank accounts)We may also provide nominee services.
SEOCH may also restrict the SEOCH Participant to a certain type and/or quantity of Exchange Traded Options Business if SEOCH, in its absolute discretion, forms the view that the SEOCH Participant’s operational capabilities make it necessary.
Pursuant to Options Trading Rules 401A(1) & (5), no Options Trading Exchange Participant shall accept instruction from an Options Broker Exchange Participant ("OBEP") in relation to the transaction of any Exchange Traded Options Business for the account of the clients of that OBEP unless and until the Options Trading Exchange Participant is a Direct Clearing Participant or GCP of SEOCH and it has opened separate accounts in DCASS with SEOCH in respect of the transactions cleared by it for the OBEP.