Exchange LLC definition

Exchange LLC means the limited liability company that will be, upon receipt of Exchange Registration, registered as a national securities exchange under the Exchange Act.

Examples of Exchange LLC in a sentence

  • Further, there is and has been no failure on the part of the Company or, to the knowledge of the Company, any of the Company’s officers or directors, in their capacities as such, to comply with (as and when applicable), and immediately following the Effective Date the Company will be in compliance with, the phase-in requirements and all other applicable provisions of the New York Stock Exchange LLC corporate governance requirements set forth in the New York Stock Exchange Listed Company Manual.

  • Las Vegas Land Assemblage Las Vegas NV TRB Flamingo LLC ▇▇▇▇▇▇▇ Holdings LLC ▇▇▇▇▇ Investment Company LLC DCH Exchange LLC Las Vegas Resort Development Inc.

  • Broker shall arrange for timely settlement of "delivery versus payment" transactions, and shall not introduce any retail or individual accounts requiring settlement, on "delivery versus payment" or "receive versus payment" basis without first obtaining the prior written approval of the customer allowing SLK to accept "partial deliveries" and to abide by other clearance arrangements as may be directed by the NYSE, the American Stock Exchange, LLC (the "ASE"), or the NASD.

  • Nevada Consolidated Supplies, Services and Systems Nevada DCH Exchange, LLC Nevada DCH Lender, LLC Nevada Desert Palace, Inc.

  • The Agent may sell Placement Shares by any method permitted by law deemed to be an “at-the-market” offering as defined in Rule 415 of the Securities Act, including without limitation sales made directly on the New York Stock Exchange LLC (the “Exchange”), on any other existing trading market for the Common Stock or to or through a market maker.

  • The AgCentral Energy Nominee shall qualify as “independent” pursuant to the listing standards of the national securities exchange upon which the Company Shares are admitted to trading (or, if at the time of such recommendation, the Company Shares are not admitted to trading on a national securities exchange, pursuant to the listing standards of the New York Stock Exchange, LLC or its successor).

  • Notwithstanding the two immediately preceding sentences, Broker shall be permitted to use clearing arrangements other than with SLK in respect of accounts trading on or through Archipelago Exchange, L.L.C. until SLK obtains an Equity Trading Permit (as defined in the rules of PCX Equities, Inc., a wholly owned subsidiary of Pacific Exchange, Inc.).

  • The parties hereto agree that the immediately preceding sentence and the second immediately preceding sentence shall only apply if an Equity Trading Permit is required to clear trades effected on or through Archipelago Exchange, L.L.C. under the rules of POX Equities, mc.

  • User : Cboe BZX Exchange, Inc.; Cboe BYX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Cboe Futures Exchange, LLC; Cboe C2 Exchange, Inc.

  • The Members shall appoint one additional Independent Director within one year of the listing of the Common Units on the American Stock Exchange, LLC (the “AMEX”) or within such other time period as may be required by the AMEX.