Dually Regulated Entity definition
Dually Regulated Entity means an exchange or other trading venue, a broker, an investment manager, an investment fund manager, an investment fund or an investment firm that conducts activities in the UK and in Québec, has its global headquarters in the UK or in Québec, is authorized, designated, recognized, qualified, registered or exempted, as appropriate, in the relevant jurisdiction and, as such, is subject to the supervision or oversight of both of the Authorities. The AMF and the FSA may add other types of entities by a supplemental letter to this MOU.