Disclosure Rules and Transparency Rules definition

Disclosure Rules and Transparency Rules means the Disclosure Rules and Transparency Rules published by the Financial Conduct Authority;
Disclosure Rules and Transparency Rules means the Disclosure Rules and Transparency Rules of the FSA made under section 73A of FSMA;
Disclosure Rules and Transparency Rules or “DTRs” means the disclosure rules and transparency rules of the FCA, made pursuant to section 73A of FSMA.

Examples of Disclosure Rules and Transparency Rules in a sentence

  • All Previous Announcements when published, complied, as applicable, with the articles of association of the Company, the Listing Rules, the Prospectus Rules, the Disclosure Rules and Transparency Rules, the Companies Act, the FSMA, the FSA, all applicable rules of the London Stock Exchange, the FCA and all other applicable rules and requirements of statute, regulation or any regulatory body of the United Kingdom.

  • In particular, the Company undertakes to procure that each of the Directors discloses to the Company all information which the Company needs in order to comply with the requirements of Rule 17 and Schedule 5 of the AIM Rules (notification of changes in the interests of directors and significant shareholders in the securities of the Company) and the Disclosure Rules and Transparency Rules, insofar as they are applicable to the Company.


More Definitions of Disclosure Rules and Transparency Rules

Disclosure Rules and Transparency Rules the latest edition of the “Disclosure Rules and Transparency Rules” issued by the FSA;
Disclosure Rules and Transparency Rules means the disclosure rules and transparency rules made by the FSA under Part IV of the UK Financial Services and Markets Act 2000;