Disclosure brochure definition

Disclosure brochure means a brochure produced and updated by the securities commissioner for distribution to qualified investors, qualified companies, and professional business intermediaries engaged in a South Carolina private intrastate securities offering.
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Disclosure brochure. Means a document an Investment Adviser uses to meet requirements of 17 C.F.R. § 275.204-3, 17 C.F.R. § 279.1 [Part 2 of the SEC’s Form ADV], or similar Law.
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Examples of Disclosure brochure in a sentence

  • Nevertheless, most approaches follow the classical four-step procedure.

  • Furthermore, there are often regulatory obligations to transparently provide asset data to authorities.

  • The Group is mainly exposed to US Dollars.The following table details the Group and Company’s sensitivity to a 15% (2017: 15%) increase and decrease in the Naira against the US Dollar.

  • During his deposition in this case, Mr. Geiger acknowledged that he received a copy of Crestar’s Rules and Regulations for Deposit Accounts, including any changes in that document, as well as Crestar’s EFT Disclosure brochure which contained a discussion of error resolution procedures and an explanation of the ACH system.

  • The Interest Credit for Option U will never be less than zero.Please consult the NWL Impact 7S® Consumer Information Summary and Disclosure brochure for additional information and examples regarding the calculation of indexed interest.

  • Item 18 – Financial Information This item is not applicable to the WEAS Disclosure brochure as we do not require or solicit prepayment of more than $1,200 in fees per client, 6 months or more in advance.

  • The Personal Service Charges Statement of Disclosure brochure lists these charges (which may change from time to time).

  • Customer Service requests for which you may be charged by Elysian Bank are normal service charges that were disclosed at account opening and in any subsequent editions of or amendments to your Account Disclosure brochure.

  • The Information and Disclosure brochure for the Flex 85 contains the following relevant language:8% FIRST YEAR PREMIUM BONUSEach premium paid into the CONFIDENCE FLEX 85 during the first certificate year will be increased by 8% before interest is credited.5% PREMIUM BONUS YEARS 2 THROUGH 5Each premium paid during certificate years 2 through 5 will be increased by 5% before interest is credited.

  • Seek disclosure of financial documents relevant to issues in dispute (eg: real estate appraisals; current superannuation statements; bank statements; tax returns; valuations for other assets etc) ☐ Send: Marriage, Families and separation brochure ☐ Before you file – pre-action procedures for financial cases brochure, or ☐ Duty of Disclosure brochure: FCFCOA.

Related to Disclosure brochure

  • Disclosure Time means, (i) if this Agreement is signed on a day that is not a Trading Day or after 9:00 a.m. (New York City time) and before midnight (New York City time) on any Trading Day, 9:01 a.m. (New York City time) on the Trading Day immediately following the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent, and (ii) if this Agreement is signed between midnight (New York City time) and 9:00 a.m. (New York City time) on any Trading Day, no later than 9:01 a.m. (New York City time) on the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent.

  • disclosure date means either of the following:

  • Data Room Information means the information and documents listed in the index of documents contained in the Data Site attached to the Company Disclosure Letter;

  • Disclosed Information means the information disclosed by a Party for the purpose of settlement, negotiation, Mediation or Arbitration;

  • Business Confidential Information has the meaning set forth in Section 5.04(a).

  • Information Disclosure Requirements means the requirements to disclose information under:

  • Disclosure Notice means a notice issued by or on behalf of the Company requiring disclosure of interests in shares pursuant to section 212 of the Act;

  • Disclosure Information As defined in the Pooling and Servicing Agreement.

  • Appendix Information means the information which must be provided for the selected modules as set out in the Appendix of the Approved EU SCCs (other than the Parties), and which for this Addendum is set out in:

  • Brochure means the current Course brochure in which the Course was advertised;

  • Employee Information means for each Divestiture Clinic Employee, to the extent permitted by law, the following information summarizing the employment history of each employee that includes:

  • Company Confidential Information means all confidential or proprietary documents and information concerning the Target Companies or any of their respective Representatives, furnished in connection with this Agreement or the transactions contemplated hereby; provided, however, that Company Confidential Information shall not include any information which, (i) at the time of disclosure by the Purchaser or its Representatives, is generally available publicly and was not disclosed in breach of this Agreement or (ii) at the time of the disclosure by the Company or its Representatives to the Purchaser or its Representatives was previously known by such receiving party without violation of Law or any confidentiality obligation by the Person receiving such Company Confidential Information.

  • Continuing Disclosure Certificate means that certain Continuing Disclosure Certificate executed by the District and dated the date of issuance and delivery of the Bonds, as originally executed and as it may be amended from time to time in accordance with the terms thereof.

  • Fund Confidential Information means Confidential Information for which the Fund is the Disclosing Party.

  • Disclosure to information norm means the Policy shall be void and all premium paid hereon shall be forfeited to the Company, in the event of misrepresentation, mis-description or non-disclosure of any material fact.

  • Disclosure Document shall have the meaning set forth in Section 9.2 hereof.

  • Listing Information means an Onvoy Customer’s primary name, address (including city, state and zip code), telephone number(s), the delivery address and number of directories to be delivered, and, in the case of a business Customer, the primary business heading under which the business Customer desires to be placed, and any other information Frontier deems necessary for the publication and delivery of directories.

  • Authority's Confidential Information means all Personal Data and any information, however it is conveyed, that relates to the business, affairs, developments, trade secrets, know-how, personnel, and suppliers of the Authority, including all IPRs, together with all information derived from any of the above, and any other information clearly designated as being confidential (whether or not it is marked "confidential") or which ought reasonably be considered to be confidential;

  • Buyer Confidential Information shall have the meaning set forth in Section 5.1.

  • Company Disclosure Documents is defined in Section 3.4(g) of the Agreement.

  • Staffing Information in relation to all persons identified on the Supplier's Provisional Supplier Personnel List or Supplier's Final Supplier Personnel List, as the case may be, such information as the Department may reasonably request (subject to all applicable provisions of the DPA), but including in an anonymised format: (a) their ages, dates of commencement of employment or engagement, gender and place of work; (b) details of whether they are employed, self employed contractors or consultants, agency workers or otherwise; (c) the identity of the employer or relevant contracting Party; (d) their relevant contractual notice periods and any other terms relating to termination of employment, including redundancy procedures, and redundancy payments; (e) their wages, salaries, bonuses and profit sharing arrangements as applicable; (f) details of other employment-related benefits, including (without limitation) medical insurance, life assurance, pension or other retirement benefit schemes, share option schemes and company car schedules applicable to them; (g) any outstanding or potential contractual, statutory or other liabilities in respect of such individuals (including in respect of personal injury claims); (h) details of any such individuals on long term sickness absence, parental leave, maternity leave or other authorised long term absence; (i) copies of all relevant documents and materials relating to such information, including copies of relevant Agreements of employment (or relevant standard Agreements if applied generally in respect of such employees); and (j) any other “employee liability information” as such term is defined in regulation 11 of the Employment Regulations;

  • Risk Disclosure Statement the risk disclosure statement provided by the Broker to the Client before the opening of the Account and/or from time to time in form prescribed by the SFC from time to time with the current version set out in Part IV;

  • Disclosure Record means the Company’s prospectuses, annual reports, annual and interim financial statements, annual information forms, business acquisition reports, management discussion and analysis of financial condition and results of operations, information circulars, material change reports, press releases and all other information or documents required to be filed or furnished by the Company under Applicable Securities Laws which have been publicly filed or otherwise publicly disseminated by the Company;

  • Disclosure Documents is defined in Section 5.3.

  • Covered Disclosure Information shall have the meaning set forth in Section 9.2(b) hereof.

  • Form 8-K Disclosure Information As defined in Section 11.07.