Disclosure brochure definition

Disclosure brochure means a brochure produced and updated by the securities commissioner for distribution to qualified investors, qualified companies, and professional business intermediaries engaged in a South Carolina private intrastate securities offering.
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Disclosure brochure. Means a document an Investment Adviser uses to meet requirements of 17 C.F.R. § 275.204-3, 17 C.F.R. § 279.1 [Part 2 of the SEC’s Form ADV], or similar Law.
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Examples of Disclosure brochure in a sentence

  • Each party signing this document confirms that he or she has received, read and understood the Agency Disclosure brochure and has elected the relationship confirmed above.

  • Each party signing this Agreement confirms that he or she has received, read and understood the Agency Disclosure brochure, a copy of which is attached hereto as Exhibit D, and has elected the relationship confirmed above.

  • Customer Service requests for which you may be charged by Elysian Bank are normal service charges that were disclosed at account opening and in any subsequent editions of or amendments to your Account Disclosure brochure.

  • We hold cheques for up to the maximum number of days in our Personal Service Charges Statement of Disclosure brochure or in Holds on funds.

  • The referenced documents may be found in the Account Agreements and Disclosure brochure provided to you at the time you established your account with us.