Disclosable transaction definition
Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership.
Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership, as well as any transaction in any Fund.
Disclosable transaction means any transaction in a security or an NWQ Fund pursuant to which an Access Person would have a beneficial ownership.
More Definitions of Disclosable transaction
Disclosable transaction means any transaction in a Security pursuant to which an Access Person or Affiliated Investor would have a Beneficial Ownership.
Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership, as well as any transaction in any Fund regardless of whether the fund is a Managed Fund.
Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership interest with the exception of obligations of the U.S. Government, bankers' acceptances, bank certificates of deposit, money market fund shares, commercial paper, index funds or other exchange traded funds that are based on a broad-based securities index, unit investment trusts that are invested exclusively in one or more open-end funds, none of which are advised or subadvised by the Firm or its affiliates, where applicable, high quality short-term debt instruments and registered open and closed-end investment companies, none of which are funds advised or subadvised by the Firm or its affiliates
Disclosable transaction means a transaction set out in Requirement 13.15;
Disclosable transaction means any transaction in a security that an access person would have a beneficial ownership.