Direct Clients definition
Examples of Direct Clients in a sentence
In addition, First Trust represents and warrants that it has policies, procedures and internal controls reasonably designed in compliance with its “know your customer” and “suitability” policies and procedures and any “know your customer,” “suitability” and “best interests” regulations applicable to its activities as a placement agent and shall comply with such policies, procedures and internal controls with respect to First Trust Clients that are Direct Clients.
T▇▇ is the company that provides Personal Mobile Service (PMS) and that has specific network technology and computer systems for sending and receiving Short Text Messages (“SMS”); ii The CONTRACTING PARTY is interested in providing services to its respective Direct Clients, providing informational material, by sending SMS, using, for that purpose, TIM's communication service platform.
The Direct Delivery Obligation shall also cover any Eligible Margin Assets in the form of Securities which have been transferred to Eurex Clearing AG by the Disclosed Direct Client in excess of the Disclosed Direct Client's margin requirement under the Client Clearing Agreement.
The calculation of the performance of the Business, the Direct Clients and the Private Fund Clients is (and will continue to be through the Closing) accurate in all material respects.
The Clearing Member shall communicate any postponement of the Change Date to affected Disclosed Direct Clients, if the Disclosed Direct Clients have entered into a Clearing Agreement with the Clearing Member and Eurex Clearing AG.
The Clearing Member shall communicate any postponement of the CMA Change Date to affected Disclosed Direct Clients.
Each of the Adviser Entities has maintained (and will continue to maintain through the Closing) all books and records necessary or required under Applicable Law to calculate performance of the Business, the Direct Clients and the Private Fund Clients.