DFSA Rulebook definition

DFSA Rulebook means the rulebook issued by the DFSA, as amended or modified from time to time, made up of topic-area modules which specify their scope and the audience to whom they apply;
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DFSA Rulebook means, collectively, the rules issued from time to time by the board of directors of the DFSA pursuant to Article 23 of the Regulatory Law, DIFC Law No. 1 of 2004 (as amended).
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DFSA Rulebook means the comprehensive suite of rules administered by the DFSA, as amended from time to time.
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Examples of DFSA Rulebook in a sentence

  • If the Member is categorised as a “Retail Client” as per the DFSA Rulebook, the Platform’s systems shall not permit the Member to invest more than USD 50,000 through the Platform in aggregate in a calendar year.

  • Under this Agreement the Fund Manager is only acting as Fund Manager on behalf of the Company to accept and process subscriptions and is not providing a Financial Service (as defined in the General Rules (GEN) of the DFSA Rulebook).

  • A Member may request a copy of the Platform’s Complaints handling procedure in accordance with the Rule 9.2.11 of the GEN module of the DFSA Rulebook.

  • Upon execution of this Agreement, the Member shall be considered as a “Retail Client” until such time as the Member self- certifies itself as a "Professional Client" in accordance with section 2.3 of the Conduct of Business Module within the DFSA Rulebook.

  • As a consequence, in accordance with the Rules, Subscribers are not, by virtue of the signing of this Agreement, Clients (as defined in the Conduct of Business Rules (COB) of the DFSA Rulebook) of the Fund Manager or the Company.

  • Retail Clients are afforded a higher level of protection than Professional Clients and Market Counterparties pursuant to the DFSA Rulebook.

  • You understand that Retail Clients are afforded a higher level of protection than Professional Clients and Market Counterparties pursuant to the DFSA Rulebook.

  • The statement shall include details of the contents and value of your Account, funds held, and Open/Closed Positions and such other information as may be agreed from time to time by us or as is required to be disclosed under the DFSA Rulebook.


More Definitions of DFSA Rulebook

DFSA Rulebook means, collectively, the rules issued from time to time by the
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