Dealing Services definition

Dealing Services means the dealing services provided by us to you as set out in clause 5 below;
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Dealing Services means a service of the kind provided by Barclays Investment Solutions or Barclays Bank UK as described in Section B, Part 4, including Executing and Arranging transactions. Barclays Bank UK only Arranges and does not Execute transactions.
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Dealing Services means all services relating to trade execution, trade verification and trade settlement and includes services relating to Client Money provided through the Computershare Company Nominee Service;
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Examples of Dealing Services in a sentence

  • I am applying to become a client of James Brearley for its execution-only dealing service as set out and subject to its Execution-Only Dealing Services Terms of Business for Retail Clients with Third Party Investment Advisers or Managers (the “Terms”).

  • The Services offered by CLSA include Securities Dealing Services and Futures/Options Trading Services, whether or not including Direct Market Access Services and /or Custody Services.

  • The terms and conditions set out in this Annex shall amend and be supplemental to the Securities Dealing Services: Hong Kong Market Annex provided by us to you in addition to, and supplemental to, the terms and conditions set out in the Terms of Business and in any applicable Market Annex(es).

  • This Securities Dealing Services: Hong Kong Market Annex is referred to herein as “this Annex”.

  • In relation to all Market Transactions, we may enter into any Market Transaction on your behalf where we are also acting as principal on the other side of the transaction and by using the Securities Dealing Services or the Direct Market Access Services you consent to us doing so and authorise us to charge you brokerage, commission or any other fees in the amount disclosed to you from time to time in respect of such transactions.

  • This Securities Dealing Services: Singapore Market Annex is referred to herein as “this Annex”.

  • Our records, unless shown to be wrong, will be evidence of your dealings with us in connection with our electronic Share Dealing Services.

  • The Customer undertakes to ratify and confirm all and whatever acts the Bank and/or its nominees or agents shall do or cause to be done in connection with the Dealing Services, Facility Documents, Transactions, Transaction Documents or any Agreement on the Customer’s behalf in the event that the Bank and/or its nominees or agents acts on any Instructions given by or purported to be given by the Customer and/or its Authorised Persons.

  • Without limitation to your obligations under the Terms of Business and the Securities Dealing Services Annex, for every transaction in Securities in the Hong Kong Market, or through an account opened with CLSA Limited, you will inform us if that trade is a short selling order prior to or at time of the order.

  • Without limitation to your obligations under the Terms of Business and the Securities Dealing Services Annex, for every transaction in Securities in the Taiwan Market, you will inform us if that trade is a short selling order prior to or at time of the order.


More Definitions of Dealing Services

Dealing Services means the buying, selling, and collecting of Precious Metals and payment and receiving of Cash in accordance with these Terms; Delivery means the act of delivery where custody of the Allocated Precious Metal passes from one party to the other; Gold Corporation Group has the meaning given in Clause 2.10;
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Dealing Services means buying, selling, applying for, or redeeming financial products on behalf of clients. Advice to do or not do these things is a separate service.
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Dealing Services means the provision of Reception & Transmission and/or Execution services
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Dealing Services means the provision of Reception & Transmission and/or Execution services "Margined Transactions" means transactions where you do not have sufficient funds and/or securities in relation to the trade you wish to conduct and for which Renaissance agrees to provide you with the necessary credit on the understanding that Renaissance will act as your exclusive broker and provider of investment services for this margin trade as set out in the Margin Schedule.
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Dealing Services means a service offered by a stockbroker in which they make Financial Trades for their customers but do not offer advice. Dividend means a distribution of profits made by a company to its shareholders, usually half-yearly. Document Library means a secure area in your online Account where you can access certain documents and communications, we may send to you. Drawdown Pension means a pension providing retirement income usually in the form of Flexi-Access Drawdown or an Uncrystallised Funds Pension Lump Sum. Embark means Embark Investment Services Limited, registered number 09955930, FCA registration number 737356, being the custodian for the Wealthify Pension. Exchange Traded Instruments (ETIs) means shares or bonds in a company, government bonds, investment trusts and exchange Traded funds which are bought and sold on a UK secondary market. FCA means the Financial Conduct Authority.
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Related to Dealing Services

  • Counseling services means services provided by qualified social workers, psychologists, guidance counselors, or other qualified personnel.

  • Training Services means access to Red Hat training courses, including online courses or courses provided at a site as may be agreed by the parties.

  • Pricing Services shall have the meaning set forth in Paragraph 7 of this Agreement.

  • The Services means those services ancillary to the supply of the Goods, such as transportation and insurance, and any other incidental services, such as installation, commissioning, provision of technical assistance, training, and other such obligations of the Supplier covered under the Contract.

  • Processing Services means any and all services necessary or convenient for operation of the Program, including the issuance of cards or the processing of transactions or settlements in accordance with applicable Payment Network Rules and Applicable Law. Such services shall include: set-up and maintenance of cardholder accounts, transaction authorization, processing, clearing and settlement, Payment Network access, cardholder dispute resolution, Payment Network compliance, regulatory compliance, security and fraud control, customer service, collections and activity reporting.

  • Brokering Services means:

  • Respite services means a temporary period of relief and support for individuals and their families provided in a variety of settings. The intent is to provide a safe environment with staff assistance for individuals who lack an adequate support system to address current issues related to a disability. Respite may be provided for a defined period of time; respite is either planned or provided in response to a crisis.

  • Extra Services means those services set forth in Schedule “B” that are requested by the Municipality for itself or on behalf of its citizens and provided by the Company in accordance with paragraph 7 of this Agreement;

  • Monitoring Services shall have the meaning set forth in Section 2(b) of this Agreement.

  • Transition Services means a coordinated set of activities for a child with a disability that:

  • Professional Services means those services within the scope of the practice of architecture, professional engineering, landscape architecture, or registered surveying and mapping, as defined by the laws of Florida, or those services performed by any architect, professional engineer, landscape architect, or registered surveyor and mapper, in connection with the firm's or individual's professional employment or practice.

  • Delivery Services means those services provided by the

  • BPO Services means Provider’s business process outsourcing services described in the applicable Solution Exhibit, whereby Provider assumes responsibility for Customers’ business processes.

  • Information Services means the Municipal Securities Rulemaking Board’s Electronic Municipal Market Access System; or, such other services providing information with respect to called municipal obligations as the District may specify in writing to the Paying Agent or as the Paying Agent may select.

  • Banking Services Provider means any Lender (other than a Defaulting Lender) or Affiliate of a Lender (other than a Defaulting Lender) that provides Banking Services to any Credit Party.

  • Voice Services means the telecommunications services to be provided to you under Part A and as specified in your Application.

  • Hosting Services means the provision, administration, and maintenance of servers and related equipment, the provision of bandwidth at the hosting facility, and the operation of the Application for access by Customer Users to be provided by the relevant hosting service provider.

  • Other Services means the provision to the Fund, by or at the expense of the Manager, of the following:

  • Housing Services means the active search and promotion of indi- vidual access to, and choice in, safe and affordable housing that is appropriate to the person's age, culture, and needs.

  • engineering services means infrastructure for –

  • Education Services means education and hostel facilities for students and scholars provided by -

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Passenger Services means the Franchisee's railway passenger services as specified in any Timetable and/or Plan of the Day including those railway passenger services which the Franchisee may delegate or subcontract or otherwise secure through any other person from time to time in accordance with the Franchise Agreement;

  • Services Provider means Owl Rock Capital Corporation, or any successor in such capacity in accordance with the Corporate Services Agreement.

  • Communication Services means aeronautical fixed and mobile services to enable ground-to-ground, air-to-ground and air-to-air communications for ATC purposes;

  • Auditing Services means those services within the scope of the practice of a certified public accounting firm licensed under Chapter 473 of the Florida Statutes, and qualified to conduct audits in accordance with government auditing standards as adopted by the Florida Board of Accountancy.