Dealing Rules definition

Dealing Rules means the Rules and the Market Operating Rules that govern the submission of orders and the execution and reporting of Market Transactions on a Trading Platform.
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Dealing Rules means the Market Rules of the ASX Ltd ABN 95 008 642 691, the Clearing Rules of the Australian Clearing House Pty Ltd ABN 29 003 435 014 and the Settlement Rules of the ASX Settlement and Transfer Corporation Pty Ltd ABN 49 008 504 532, as amended from time to time.
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Dealing Rules means Chapter 7 of the Corporations Act, as appropriate, and the Market Operating Rules governing the processes of dealing in and of reporting dealings in Securities.
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Examples of Dealing Rules in a sentence

  • Executive is subject to the Company’s Staff Dealing Rules (and divisional rules where applicable) which may require prior permission be obtained before he is permitted to deal in most types of securities transactions.

  • Executive is subject to the Company’s Staff Dealing Rules (and divisional rules where applicable) which may require prior permission be obtained before Executive is permitted to deal in most types of securities transactions.

  • The Executive hereby agrees to be bound by and comply with the Bank’s Employee Dealing Rules or with any more stringent Dealing Rules which the Bank notifies the Executive applicable to him.

  • The Executive hereby acknowledges receipt of a copy of the Employee Dealing Rules.

  • The Executive will be subject to the Company's Staff Dealing Rules which require prior permission to be obtained before dealing in most types of securities transactions and for requests and authorisations to deal to be confirmed in writing on the appropriate Company form.

  • Executive is subject to the Company's Staff Dealing Rules (and divisional rules where applicable) which may require prior permission be obtained before she is permitted to deal in most types of securities transactions.

  • REQ 1 All Employees who wish to Deal in Prudential Securities must adhere to the Securities Dealing Rules.

  • The procedures set out in the Information Barriers section of this Policy must be read in conjunction with the Inside Information and Securities Dealing Rules sections.


More Definitions of Dealing Rules

Dealing Rules means the Business Rules governing the processes of dealing in and of reporting dealings in Securities and includes Rules 2.4 to 2.18.
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Dealing Rules means the Rules governing the submission of orders and the execution and reporting of Market Transactions on a Trading Platform and includes:
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