Dealing Member definition

Dealing Member means a member of Clearcorp who has been permitted to conduct various kinds of transactions on the dealing system of the dealing segment to which it has been admitted by Clearcorp.

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Dealing Member means a member company who has been granted licence by The Exchange as a dealer in securities hereinafter referred to as member.

Dealing Member means a member of Clearing Corporation registered with the Clearcorp Dealing Systems ( India) Ltd.

Examples of Dealing Member in a sentence

• The Dealing Member and its Affiliates or designee shall also have the right to make, at their sole expense, copies of any books, documents and records of the Sub-Broker relevant to the audit.

• In the event that an audit by the Dealing Member and/or its Affiliates and/or its designee reveals any inaccuracies or breaches of this Agreement by the Sub- Broker, the cost of the audit will be borne by the Sub-Broker and the Dealing Member may further decide to terminate the Agreement in line with Clause [●] The Parties agree that the confidentiality obligations in this Agreement shall apply to the process of any audit conducted under this Agreement.

• The Sub-Broker shall during such audit provide all the necessary assistance required by the Dealing Member or its Affiliates, or a designee, provide the Dealing Member or its Affiliates, or a designee with all the information required and access to meet with and discuss with anyone within the control of the Sub-Broker which the Dealing Member or its Affiliates, or a designee needs to see in order to properly conduct the audit.

• The audit shall be conducted by the Dealing Member or its Affiliates, or a designee of the Dealing Member in such a manner as not to unreasonably interfere with the Sub-Broker’s business operations.

More Definitions of Dealing Member

Dealing Member means a member of The Exchange that is licensed to deal in securities on any of the trading floors of The Exchange.

Dealing Member means an organisation licenced by FMDQ to make market in Fixed Income Securities listed and traded on the Exchange. Either as Dealing Member (Banks) or Dealing Member (Specialists).

Dealing Member means a member of FMDQ that is licenced to make market in tradable Sukuk through any of the FMDQ-advised trading systems.

Dealing Member means a body corporate licenced by FMDQ to make market in securities through any of the FMDQ-advised trading systems.