CTA Plan definition

CTA Plan means the plan filed with the SEC in accordance with a predecessor to Rule 608 of Regulation NMS under the Act, as approved by the SEC and declared effective as of May 17, 1974, and as from time to time amended in accordance with the provisions thereof.

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CTA Plan means the Second Restatement of the CTA Plan.

CTA Plan. ’ means the plan filed with the SEC pursuant to SEC Rule 17a– 15 (subsequently amended and redesignated as Rule 11Aa3–1, and subsequently amended and redesignated as Rule 601), approved by the SEC and declared effective as of May 17, 1974, as from time to time amended.

Examples of CTA Plan in a sentence

This Agreement is subject to the Securities and Exchange Act of 1934, the rules under that act, the CTA Plan (as to CTA Network A last sale information) and the CQ Plan (as to CQ Network A quotation information).
This Agreement supersedes each previous agreement between Subscriber and NYSE pursuant to which Subscriber has been receiving Market Data except insofar as the earlier agreement covers receipt of Market Data through direct or indirect access to the high speed line described in the CTA Plan or the CQ Plan or any comparable high speed transmission facility that NYSE uses to make NYSE Securities Information available.
The address of each party for all written communications relating to this Agreement is: Customer (as set forth in Exhibit A) CQ Plan Participants and CTA Plan Participants c/ o New York Stock Exchange, Inc.
The address of each party for all written communications relating to this Agreement is: Customer (as set forth in Exhibit A) CQ Plan Participants and CTA Plan Participants c/o New York Stock Exchange, Inc.
This Agreement and Vendor’s provision of Market Data to Subscriber, are subject to the Securities Exchange Act of 1934, as amended, the rules under that Act, the CTA Plan and the CQ Plan.
This Agreement supersedes each previous agreement between Subscriber and AMEX pursuant to which Subscriber has been receiving Market Data except insofar as the earlier agreement covers receipt of Market Data through direct or indirect access to the high speed line described in the CTA Plan or the CQ Plan or any comparable high speed transmission facility that AMEX uses to make Market Data available.
Upon the Operative Date, this Agreement supersedes the CQ Plan, the CTA Plan, and the UTP Plan and all other prior agreements among the Members with respect to the subject matter hereof.
This Agreement is subject to the Securities and Exchange Act of 1934, the rules under that act, the CTA Plan (as to CTA Network B last sale information) and the CQ Plan (as to CQ Network B quotation information).
This Agreement is subject to the Securities and Exchange Act of 1934, the rules under that act, the CTA Plan (as to CTA Network B fast sale information) and the CQ Plan (as to CQ Network B quotation information).
Withdrawal of an Authorizing SRO other than NYSE from the CTA Plan and the CQ Plan terminates this Addendum solely as to that Authorizing SRO.

More Definitions of CTA Plan

CTA Plan means the plan set forth in this instrument, as filed with the SEC in accordance with a predecessor to Rule 608 of Regulation NMS under the Act, as approved by the SEC and declared effective as of May 17, 1974,

CTA Plan. ’ means the plan pursuant to which national securities exchanges disseminate last sale prices of transactions in CTA Plan Securities in compliance with Rule 601 under Regulation NMS. The CTA Plan can be found at http://www.nysedata.com/ nysedata/Default.aspx?tabid=227.

CTA Plan means the plan signed by the Participants and declared effective by the SEC (SEC file No. S7-433).

CTA Plan. ’ means the Second

CTA Plan. ’ means the