CRD system definition

CRD system means the central registration depository system of the national association of securities dealers, incorporated.
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CRD system means the central registration depository system of
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CRD system means the Central Registration Depository, the central licensing and registration system for the U.S. securities industry and its regulators.
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Examples of CRD system in a sentence

  • We have fulfilled all the necessary investigative requirements for the registration of each applicant as a registered representative through our NASD member firm, including but not limited to: (i) checking for and investigating criminal arrest and conviction records available to Broker-Dealer on the CRD system; and (ii) communicating with each employer of the applicant for 3 years prior to the applicant's registration with our firm.

  • The above noted regulatory action has been referenced on both Form MA and MA-I due to the information already filed on FINRA’s CRD system and is publicly accessible through BrokerCheck at ▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇▇▇.▇▇▇.

  • We have fulfilled all the necessary investigative requirements for the registration of each applicant as a registered representative through our NASD member firm, including but not limited to: (i) checking for and investigating criminal arrest and conviction records available to Broker on the CRD system; and (ii) communicating with each employer of the applicant for 3 years prior to the applicant's registration with our firm.

  • The above noted regulatory action has been referenced on both Form MA and MA- I due to the information already filed on FINRA’s CRD system and is publicly accessible through BrokerCheck at ▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇▇▇.▇▇▇.


More Definitions of CRD system

CRD system means the NASAA/FINRA Central Registration Depository System, commonly known as “CRD” and/or “Web CRD”.
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CRD system means the northwest trunk sewer system owned and operated by the CRD.
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Related to CRD system

  • ▇▇▇▇▇ System means the ▇▇▇▇▇ filing system of the Commission and the rules and regulations pertaining thereto promulgated by the Commission in Regulation S-T under the Securities Act and the Exchange Act, in each case as the same may be amended or succeeded from time to time (and without regard to format).

  • Grid System means STU / MSEDCL power transmission system / distribution system through which Delivered Energy is evacuated and distributed.

  • SDX System means the system used by NERC to exchange system data.

  • MERS(R) System The system of recording transfers of Mortgages electronically maintained by MERS.

  • Record system means any group of records under the control of the division from which a record may be retrieved by a personal identifier such as the name of an individual, number, symbol, or other unique retriever assigned to an individual.