Control Securities definition

Control Securities means securities of Ecogen, other than Restricted Securities, owned by a Holder at the time such Holder would be deemed to be an Affiliate of Ecogen.
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Control Securities means, at any time, (i) shares of any class of securities of the Company entitled to vote generally on matters submitted to the stockholders of the Company for a vote and (ii) the Class B Shares.
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Control Securities means securities of the Company, other than Restricted Securities, owned by a Holder at the time such Holder would be deemed to be an Affiliate of the Company.
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Examples of Control Securities in a sentence

  • After Securities Intermediary’s receipt of a Notice of Exclusive Control, Securities Intermediary shall credit to the Account all proceeds received by it with respect to the Collateral.

  • Definition of Restricted Securities and Control Securities In general, restricted securities as defined in Rule 144 are securities acquired directly or indirectly from the Company or from an affiliate of the Company in a transaction or chain of transactions not involving any public offering (i.e., not acquired in a transaction registered with the SEC).

  • Lt. Governor Jennette Bradley As Director of the Ohio Depart- ment of Commerce, Lt. Governor Bradley will oversee the Division of Real Estate and Professional Licensing in addition to the Divisions of Administration, Financial Institutions, Industrial Compliance, Labor and Worker Safety, Liquor Control, Securities, State Fire Marshal, and Unclaimed Funds.

  • AlbrightRepository CitationAlbright, George F., "Capital Market Exits: Planning for Restricted and Control Securities" (2004).

  • The Exchange Control (Securities) Order 1994, sought to ameliorate the provisions of the Ordinance by allowing the issue and transfer of securities providing only, that the persons transferring or issuing are, or have been, resident in Saint Lucia or in the scheduled territories of the OECS, Barbados, Jamaica and Trinidad and Tobago.

  • The Required Sale shall complete at the same time as the transfer of the Control Securities the transfer of which triggers the operation of this clause11 completes.

  • Unless otherwise instructed by Party A, upon receipt of any interest or cash dividends with respect to the Posted Collateral prior to the delivery of a Notice of Exclusive Control, Securities Intermediary will transfer such distribution to Party B’s custodial account no later than the next business day.

  • Clause10.3 shall not apply if and for so long as the provisions of clause 11 are being operated in respect of the Proposed Tag Sale and the proposed sale of Control Securities which triggers the operation of clause 11 is on-going and has not terminated.

  • Factor groups Sheet-metal-forming simulation Try-out toolATooling A1Tool geometry2 * Assuming the possibility of measuring forces in the try-out tool In table 3 the following scale is used:3 - The results show perfect prediction of production process.

  • Until Securities Intermediary receives a Notice of Exclusive Control, Securities Intermediary shall transfer to Pledgor (by credit to the Custodial Account) all proceeds received by it with respect to the Collateral.


More Definitions of Control Securities

Control Securities means securities of an issuer that are held by an affiliate (as such term is defined under Rule 144 promulgated under the Securities Act) of the issuer.
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Control Securities means securities which, through voting rights, by or in tandem with contractual rights, or otherwise (alone or in conjunction with other elements), confer upon the holder thereof the power to influence the management, policies, or direction of the issuer thereof.
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Control Securities means any Class A Ordinary Shares held by any of the Sponsors, the Anchor Investor, the Forward Purchase Investor or any of their respective Permitted Transferees, in each case to the extent that such Class A Ordinary Shares constitute “control” securities for purposes of Rule 144 promulgated under the Securities Act (or any successor rule promulgated thereafter by the Commission).
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Control Securities mean securities held by an affiliate (as such term is defined in Rule 144 under the Securities Act of 1933) of the Company.
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Control Securities means securities of the Company, other than Restricted Securities, owned by a Holder at the time such Holder would be deemed to be an Affiliate of the Company. "Credit Facilities" means the Company Credit Facility and the Xxxxxxxx Credit Facility. "Director" means a member of the Board of Directors of the Company. "Effective Date" means November , 1996. "Effective Date Percentage" means the greater of 53% or the percentage of outstanding shares of Common Stock of the Company held by Monsanto immediately after the consummation of the transactions contemplated by the Stock Purchase Agreement. "Equity Security" means (i) any Common Stock or other Voting Stock, (ii) any securities of the Company convertible into or exchangeable for Common Stock or other Voting Stock or (iii) any options, rights or warrants (or any similar securities) issued by the Company to acquire Common Stock or other Voting Stock. "Exchange Act" means the Securities Exchange Act of 1934, as amended. "Financial Purchaser" means a Person (i) purchasing Company Securities from Monsanto for investment purposes or otherwise in the ordinary course of business and not for the purpose nor with the effect of changing or influencing the control of the Company and (ii) which Person is not already primarily in the same lines of business as the Company. 2
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Related to Control Securities

  • Physical Securities has the meaning set forth in Section 2.01.

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Definitive Capital Securities means any Capital Securities in definitive form issued by the Trust.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Non Book-Entry Capital Securities shall have the meaning set forth in Section 2.05.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Municipal Securities means municipal securities as described under the heading “Portfolio Contents” in the prospectus or other offering document for a Series of RVMTP Shares.

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Permitted Securities means any of the following:

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Federal Securities means: (a) any direct general obligations of the United States of America (including obligations issued or held in book entry form on the books of the Department of the Treasury of the United States of America), for which the full faith and credit of the United States of America are pledged; (b) obligations of any agency, department or instrumentality of the United States of America, the timely payment of principal and interest on which are directly or indirectly secured or guaranteed by the full faith and credit of the United States of America.

  • Additional Securities means such Securities which have been deposited pursuant to Section 2.05 to effect an increase over the number of Units initially specified in the Reference Trust Agreement.

  • Rated Securities means each Class of Securities that has been rated by one or both Rating Agencies at the request of the Seller.

  • Series A Securities means the Company's 9.25% Series A Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Controlling Securities means (i) the Class A Notes so long as the Class A Notes are outstanding, (ii) after the Class A Notes are no longer outstanding, the Class B Notes so long as the Class B Notes are outstanding and (iii) after the Class B Notes are no longer outstanding, the Class C Notes so long as the Class C Notes are outstanding.

  • Investor Securities is defined in Section 2.1.

  • Lock-Up Securities has the meaning assigned to such term in Section 3.5.

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • Series B Securities means the Company's Series B 9.25% Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Pari Passu Securities means any class or series of capital stock of the Company hereafter created specifically ranking, by its terms, on parity with the Designated Preferred Stock as to distribution of assets upon liquidation, dissolution or winding up of the Company, whether voluntary or involuntary.