ComplySci definition
ComplySci means ComplySci Platform, a web-based compliance software used by Axiom.
ComplySci means the ComplySci Platform by Compliance Science, Inc., which Prospect employs for all compliance monitoring of Access Persons, including trade monitoring, certifications and attestations, and reporting of personal trading accounts and activities, gifts and entertainment and outside business affiliations.
ComplySci means AAM’s personal trading vendor set up to electronically receive and record all personal securities transactions by Access persons described herein.
More Definitions of ComplySci
ComplySci means the web-based application used to electronically pre-clear personal securities transactions among other preclearance and reporting requirements. The application can be accessed at: http://kopernikglobal.complysci.com
ComplySci means ComplySci Platform, a web-based compliance software used by Axiom.“Reportable Fund” is any investment company registered under the 1940 Act for which Axiom serves as an investment adviser or sub-adviser or any registered investment company whose investment adviser or principal underwriter controls, is controlled by or is under common control with Axiom. A list of all Reportable Funds is maintained by the Chief Compliance Officer.
ComplySci means the Adviser’s current compliance management software, including any similar software or successor product.