compliance practice definition
compliance practice means a company, close corporation or partnership that appoints one or more natural persons to render compliance services in respect of a particular provider and such natural persons are approved by the Registrar for that purpose as compliance officers.“compliance services‟ means the performance by a compliance officer of functions contemplated in Section 17 of the Act;“external compliance officer‟ means a compliance officer other than an internal compliance officer and includes a compliance practice.“generic recognised compliance qualification‟ means a qualification recognised by the Registrar that addresses knowledge, skills and competence that are broadly applicable to the rendering of compliance services;“internal compliance officer‟ means a compliance officer that is a natural person in the permanent employ of a financial services provider and that renders compliance services in respect of that particular provider or another financial services provider that is a subsidiary holding company or subsidiary of theholding company of the first-mentioned provider.
compliance practice means Associated Compliance (Pty) Ltd;
compliance practice means a company, close corporation or partnership that appoints one or more natural persons to render compliance services in respect of a particular provider and such natural persons are approved by the Registrar for that purpose as compliance officers.