Compliance Education means education or professional development directly related to compliance obligations, policies, procedures and ethics with specific relevance to the obligations of the Market Participant and the Responsible Executive under these Rules, the Market Operating Rules, the Clearing Rules and the Settlement Rules.
Compliance Education means education or professional development directly related to compliance obligations, policies, procedures and ethics with specific relevance to the Participant’s and Responsible Executives obligations under the ASX Operating Rules, the ASX Clear Operating Rules and the ASX Settlement Operating Rules.
Examples of Compliance Education in a sentence
Continuing education requirements for Responsible Executives A Market Participant must ensure that, during the period from 1 July each year until 30 June the following year, each of its Responsible Executives meets the Compliance Education Requirements pro-rata to the number of complete months during that period in which that person is a Responsible Executive of the Market Participant.