Compliance Documents definition

Compliance Documents means Risk-based Client Take-on Procedures for Business Units v1, dated 28 April 2015; Risk-based Client Take-On Procedures for Business Units, v2, dated 27 April 2015; Anti-money laundering policy v3, dated

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Compliance Documents shall have the meaning set forth in Schedule 8.1.1.

Compliance Documents means the documents identified as such in the Table of Contents to this Project Agreement.

Examples of Compliance Documents in a sentence

Review and accept the Contractor's Safety Plan Compliance Documents prior to issuing the Notice to Proceed.
JWCFS will deliver to Genesis ------------------------------------ and each of the Genesis Members copies of the SEC Compliance Documents within 5 business days of the initial filing of such documents with the Commission.
By the Executive Committee of ---------------------------------- Genesis, upon written request from a Genesis Member made within seven (7) business days of delivery to the Genesis Members of the SEC Compliance Documents as provided in Section 8.19 if such Genesis Member objects to consummation of the LLC Exchange as a result of reviewing the SEC Compliance Documents and Genesis and JWCFS do not otherwise agree upon a resolution of such Genesis Member's objection.
No materials or information to be ------------------------ furnished by Genesis or the Genesis Members to JWCFS for inclusion in the SEC Compliance Documents will contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading.
Employee agrees that he or she shall promptly provide such other certifications or disclosures as may be reasonably required by the Company in connection with the Compliance Documents.
Each of the SEC Compliance Documents shall comply with the applicable rules and regulations of the Commission.
Vendor agrees to ship such Products, directly to the Purchasers, along with a packing slip or other information as may be specified in the DTC Manual, all in accordance with the terms of this Agreement, the DTC Manual, ▇▇▇▇▇’S Instructions, and the Compliance Documents.
In addition, Vendor shall comply with the terms of the DAVID’S eCommerce Direct-to-Customer Operations Manual (the “DTC Manual”), including without limitation, the set-up requirements to enable the sale of Products (as hereinafter defined) through the DAVID’S Site, with the ▇▇▇▇▇’S Vendor Compliance Manual (“Compliance Manual” and together with the DTC Manual, the “▇▇▇▇▇’S Manuals”) and the Compliance Documents (as hereinafter defined), and the terms set forth in Exhibit A.
Orders for Products will be placed with Vendor through the process described in the DTC Manual, and Vendor agrees to deliver such Products on a DTC basis directly to the purchasers identified by ▇▇▇▇▇’S (the “Purchasers”) in accordance with the terms of this Agreement, the DTC Manual, ▇▇▇▇▇’S written instructions (or via such other method or process as may be provided in the DTC Manual) (collectively, “▇▇▇▇▇’S Instructions”) and the Compliance Documents.
Upon request by Lender, Borrowers will provide Lender with copies of all Compliance Documents relating to the sale of any Intervals relating to Pledged Receivables outside of the States of South Carolina, Missouri or Tennessee.

More Definitions of Compliance Documents

Compliance Documents means the forms specified in Appendix D of the Code and includes certificates from Empanelled Energy Auditors (Building) to conform compliance with these rules.

Compliance Documents means, with respect to sales of Intervals in any jurisdiction: (a) unless expressly waived by Lender in writing, an opinion letter in form and substance satisfactory to Lender from an attorney licensed in such jurisdiction addressing the compliance of Borrower's offering materials, the applicable Resort Documents, the applicable Purchase Documents, the Club Documents, and Borrower's marketing and sales practices in such jurisdiction with all Applicable Laws; (b) evidence satisfactory to Lender that the Governmental Authority having jurisdiction over the marketing and sale of Intervals in such jurisdiction has issued all required approvals of Borrower's offering materials, marketing, and sales practices; and (c) copies of Borrower's offering materials, applicable Resort Documents, applicable Purchase Documents, Club Documents, and financing documents as approved by the applicable Governmental Authority of such jurisdiction.

Compliance Documents means information, documents and completed forms relating to proof of identity and compliance with applicable money laundering legislation, as may be required by the Buyer, and that have been, where requested by the Buyer, duly certified by a third-party professional person (including, without limitation, contact details, passports, utility bills, bank statements, personal letters of reference, trust agreements or deeds, constitutional documents of companies and completed compliance questionnaires provided by the Buyer).

Compliance Documents means documents consisting of governmental reporting documents or forms, including without limitation Forms 1099-MISC, 1099-INT, 1099-K, 1099-G, 1099-DIV, 1099-R, 5498, W-9 or any other documents that Payor may upload to its Account in connection with using KyckGlobal’s Digital Document Storage Service.

Compliance Documents has the meaning set forth in Section 19.4(c) of this Agreement.