Compliance Advisor definition

Compliance Advisor means an investment bank licensed by the Authority, any other eligible licensed capital market service provider, or lawyers or auditors approved by the Authority, as described in Article 82(3) of this Directive.
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Compliance Advisor has the meaning ascribed to it under the Listing Rules “connected transaction(s)” has the meaning ascribed to it under the Listing Rules “Consolidated Affiliated Entity(ies)” the entities we control through the Contractual Arrangements, namely Hive Box Technology and its subsidiaries. For further details of these entities, see the section headed “History, Reorganization and Corporate Structure” and “Contractual Arrangements” of this document “Contractual Arrangements” the series of contractual arrangements entered into among WFOE, the Registered Shareholders and Hive Box Technology (as applicable) on December 31, 2020, details of which are set out in the section headed “Contractual Arrangements” of this document
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Compliance Advisor. Guotai Junan Capital Limited “connected person(s)” has the meaning ascribed to it under the Listing Rules “connected transaction(s)” has the meaning ascribed to it under the Listing Rules “core connected person(s)” has the meaning ascribed to it under the Listing Rules “Core Product Candidate” relma-cel, the designated “core product” as defined under Chapter 18A of the Listing Rules
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Examples of Compliance Advisor in a sentence

  • The AO must also consult with the Labor Compliance Advisor at ▇▇▇@▇▇▇▇▇.▇▇▇.

  • The Parties shall select a Technical Compliance Advisor (“TCA”) to assess and report whether the provisions of this Agreement have been implemented, and whether this implementation is resulting in constitutional and effective policing, professional treatment of individuals, and increased community trust of PRPD.

  • Absent notification from OIG that the Compliance Advisor is unacceptable, the Board Compliance Committee may continue to engage the Compliance Advisor.

  • Effective upon the Transition Date, Section 3 of the Agreement shall be deleted in its entirety and replaced with the following: “During the Term, Employee will serve as Compliance Advisor to the Chief Executive Officer.

  • The Office of the Compliance Advisor Ombudsman (CAO) is the independent accountability and recourse mechanism for the International Finance Corporation (IFC) and the Multilateral Investment Guarantee Agency (MIGA), the private sector arms of the World Bank Group.

  • Texas General Land Office (GLO), Monitoring and Oversight Services CDBG-▇▇ ▇▇▇▇▇▇, Round 1 Senior HUD Compliance Advisor | July 2019 – Present ▇▇▇▇ supports the GLO’s Monitoring and Quality Assurance leadership team in their work overseeing program and subgrantee compliance.

  • The parties understand mediation as a structured process of negotiations between parties to a conflict aimed at resolving disputable issues and reaching a mutually beneficial decision with the assistance of a neutral party – mediators of the Compliance Advisor / Ombudsmen Dispute Resolution.

  • During the implementation of the project, CRS requested and obtained the services of CRS Regional Compliance Advisor Najib Sahoun who conducted two monitoring visits to the partner oganizations – one in April 2007 and one in November 2007.

  • The Board Compliance Committee must engage a new Compliance Advisor in accordance with Section A of this Appendix within 60 days of termination or withdrawal of the Compliance Advisor.

  • The Board Compliance Committee shall, within 90 days of the second anniversary of the Effective Date, retain a person or entity who meets the qualifications set forth in Appendix A as its Compliance Advisor.


More Definitions of Compliance Advisor

Compliance Advisor means Anglo Chinese Corporate Finance, Limited;
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Compliance Advisor. Guotai Junan Capital Limited
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Compliance Advisor. CMBC International Capital Limited “Controlling Shareholder(s)” has the meaning ascribed to it under the Listing Rules and unless the context requires otherwise, refers to Mr. Tu, ▇▇. ▇▇▇▇, ▇▇. ▇▇ ▇▇▇▇▇ (蘇偉達), ▇▇. ▇▇▇▇▇ ▇▇▇’▇▇ (黃嘉恩), Xiamen Zhongjiaxiu, Fujian Helihemei and Baige Tongchuang “Conversion of [REDACTED] Shares into H Shares” the conversion of [REDACTED] Shares (immediately following the Share Subdivision) in aggregate held by [11] existing Shareholders into H Shares upon the completion of the [REDACTED]. Such conversion of [REDACTED] Shares into H Shares has been filed with the CSRC on [●], 2025 and an application for H Shares to be [REDACTED] on the Stock Exchange has been made to the Listing Committee “core connected person(s)” has the meaning ascribed to it under the Listing Rules “Corporate Governance Code” or “CG Code” the Corporate Governance Code as set out in Appendix C1 to the Listing Rules
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