Compliance Administration definition

Compliance Administration means actions taken and checks performed by the Compliance department as part of our regulatory obligations to prevent money laundering, terrorist financing, fraud and/or any other abuse of the platform.
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Examples of Compliance Administration in a sentence

  • Fund Accounting and Compliance Administration services shall be provided at the Initial Term of the Agreement.

  • By: Name: Title: Fund Accounting and Compliance Administration services shall be provided at the Initial Term of the Agreement.

  • Section 14 of the Amended and Restated Fund Accounting and Compliance Administration Agreement allows for its amendment by a written instrument.

  • Except as expressly modified or amended herein, all other terms and provisions of the Amended and Restated Fund Accounting and Compliance Administration Agreement shall remain in full force and effect.

  • The last paragraph in Exhibit B to the Amended and Restated Fund Accounting and Compliance Administration Agreement is hereby modified and amended to read as follows: In accordance with Section 11 of this Agreement, the Administrator shall be entitled to be paid a fee upon termination of this Agreement with respect to any Fund.

  • The Compliance Administrator represents that it is fully qualified and possesses the requisite skills, knowledge, qualifications and experience to provide Compliance Administration Services identified herein and offers to perform those services described in Exhibit A, Request for Qualifications (RFQ) 2022-05 attached hereto and incorporated herein.

  • Section 13 of the Fund Accounting and Compliance Administration Agreement allows for its amendment by a written instrument.

  • It is understood and agreed that the Administrator shall be responsible for paying the Custodian’s monthly fees (as outlined in Exhibit B of the Master Custodian Agreement) out of the Administrator’s compensation under that certain agreement entitled Amended and Restated Fund Accounting and Compliance Administration Agreement, dated March 27, 2001, between the Administrator and the Trust.

  • For the purpose of this Report and the Compliance Administration Agreement, every item marked as "Yes" is an Exception, except with respect to item C(3) where "No" is an Exception.

  • In the absence of actual receipt of a Noncompliance Notice as provided in this Section 105, nothing herein shall be deemed to charge the Trustee with knowledge of any failure by the Company or the Independent Administrator to comply with the Compliance Administration Agreement, or with any duty to inquire as to the Company's or the Independent Administrator's compliance therewith.