Commodities Laws definition

Commodities Laws means the Commodities Exchange Act, the Commodities Futures Trading Commission Act of 1974, the Commodity Distribution Reform Act and similar state and federal laws, rules and regulations governing the issuance, sale and distribution of commodities.
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Commodities Laws means all applicable filing, reporting and other provisions of the CEA, all applicable orders, approvals and interpretations of the CFTC and the National Futures Association and all undertakings in connection with any investigation or examination by the CFTC or the National Futures Association.
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Commodities Laws means the "1933 Act" which shall mean the Securities Act of 1933, the "1934 Act" which shall mean the Securities Exchange Act of 1934, the 1940 Act, and the "CEA" which shall mean the Commodities Exchange Act, each as amended.
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Examples of Commodities Laws in a sentence

  • PNC Bank undertakes to comply with all applicable requirements of the Securities and Commodities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to all duties to be performed by PNC Bank hereunder.

  • In construing the meaning or application of the Securities and Commodities Laws, the Managing Member may consider the effect of any applicable order or interpretive release issued by the Securities and Exchange Commission or the Commodity Futures Trading Commission, as the case may be, or any applicable “no action” or interpretive position issued by the staff of either such Commission, that modifies or interprets the Securities and Commodities Laws.

  • PNC Bank undertakes to comply with all applicable requirements of the Securities and Commodities Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to all duties to be performed by PNC Bank hereunder.

  • With respect to each respective Fund, PFPC undertakes to comply with all applicable requirements of the Securities and Commodities Laws and with the requirements of such other laws that are applicable to the duties to be performed by PFPC with respect to such Fund hereunder as are reasonably requested of PFPC by such Fund and as are acceptable to PFPC (such acceptance by PFPC not to be unreasonably withheld).

  • The Company and the Related Entities will maintain, or where necessary establish, an effective system for internal and, where possible, confidential reporting by, and protection of, directors, officers, employees, and, where appropriate, agents and business partners concerning violations of the Securities and Commodities Laws or the Company’s and the Related Entities’ compliance code, policies, and procedures regarding the Securities and Commodities Laws.

  • The Company and the Related Entities will assign responsibility to one or more senior corporate executives of the Company and the Related Entities for the implementation and oversight of the Company’s and the Related Entities’ compliance code, policies, and procedures regarding the Securities and Commodities Laws.

  • The Company and the Related Entities will develop and implement policies and procedures for mergers and acquisitions requiring that the Company and the Related Entities conduct appropriate risk-based due diligence on potential new business entities, including appropriate due diligence regarding the Securities and Commodities Laws by legal, accounting, and compliance personnel.

  • The Company and the Related Entities will develop and promulgate clearly articulated and visible corporate policies against violations of the Securities and Commodities Laws, which policies shall be memorialized in a written compliance code.

  • Where necessary and appropriate, the Company and the Related Entities agree to adopt new, or to modify their existing compliance program, including internal controls, compliance policies, and procedures in order to ensure that they maintain an effective compliance program that is designed to effectively deter and detect violations of the Securities and Commodities Laws.

  • The Defendant will maintain, or where necessary establish, an effective system for internal and, where possible, confidential reporting by, and protection of, directors, officers, employees, and, where appropriate, agents and business partners concerning violations of the Securities and Commodities Laws or the Defendant’s compliance code, policies, and procedures regarding the Securities and Commodities Laws.