COB Rules definition

COB Rules means the conduct of business rules set out in Part 3 of these QFCA Rules.

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COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook;

COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook.

Examples of COB Rules in a sentence

• Details of these payments will not be set out in the relevant confirmation unless otherwise required under the COB Rules but, instead, will be provided to Clients upon request.

• In all Portfolio transactions so effected by TINTL, TINTL could be deemed by COB Rules either to be effecting a transaction in which TINTL has a direct or indirect material interest, or a transaction which may involve a conflict with TINTL's duty to the Funds.

• The terms and basis upon which any external services are provided to Clients as part of the Advisor's services reasonably enables the Advisor to rely on such executing party to provide best execution, as required under the COB Rules.

• The Funds may invest in units in Collective Investment Schemes which, for the purposes of COB Rules, are Unregulated Collective Investment Schemes.

• Pursuant to the COB Rules regarding the supplement and abatement of fees, TINTL hereby acknowledges that for the performance of services contemplated by the Subadvisory Agreement, it shall receive only the compensation set out in the Subadvisory Agreement.

• The terms and basis upon which any external services are provided to Clients as part of the Manager's services reasonably enables the Manager to rely on such executing party to provide best execution, as required under the COB Rules.

• The Manager will only aggregate transactions in accordance with the COB Rules.

• The Advisor will only aggregate transactions in accordance with the COB Rules.

• PWL will only aggregate transactions in accordance with the COB Rules.

• The COB Rules required statements, disclosures and other provisions set forth in Exhibit C shall be considered an integral part of this agreement.

More Definitions of COB Rules

COB Rules means the Licensees (Conduct of Business) Rules 2016;

COB Rules has the meaning as set out in clause 1.4 herein;

COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook. “Companies Act” means the Companies ▇▇▇ ▇▇▇▇.

COB Rules. FSA Conduct of Business Rules contained in the FSA Handbook of Rules and Guidance, including any updates or amendments to them;

COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook; "Companies Act" has the meaning given to it in section 2 of the Companies Act 2006;

COB Rules means the rules in the Conduct of Business Sourcebook; “Company Y” means a wholly owned subsidiary of Company X;