Clearing Exception definition

Clearing Exception means an exception from the clearing requirement set forth in Section 2(h)(1) of the Act because one counterparty to the transaction is entitled to the exception from the clearing requirement set forth in Section 2(h)(7) of the Act, CFTC Regulations or CFTC Staff No- Action Letters.

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Clearing Exception means an exception to, or an exemption from, the Clearing Requirement, which exception or exemption is set forth in Section 2(h)(7) of the CEA, CFTC Regulations or any CFTC No-Action Letter.

Clearing Exception means an exception from the clearing requirement set forth in Section 2(h)(1) of the CEA because one counterparty to the transaction is entitled to the exception from

Examples of Clearing Exception in a sentence

• Yes Party B Evidence of the execution and delivery of (i) the U.S. Bank Assessment and Agreement for Swap Transactions, (ii) either the Institutional Suitability Annex or the Suitability Questionnaire, and (iii) the Standing End-User Clearing Exception Certification and Annex (collectively, the “▇▇▇▇- ▇▇▇▇▇ Documents”) and any other documentation reasonably required by Party A to comply with applicable regulatory requirements.

• Party B Evidence of the execution and delivery of (i) the U.S. Bank Assessment and Agreement for Swap Transactions, (ii) either the Institutional Suitability Annex or the Suitability Questionnaire, and (iii) the Standing End-User Clearing Exception Certification and Annex (collectively, the “▇▇▇▇- ▇▇▇▇▇ Documents”) and any other documentation reasonably required by Party A to comply with applicable regulatory requirements.

More Definitions of Clearing Exception

Clearing Exception means an exception from the clearing requirement set forth in Section 3C(a) of the Exchange Act because one counterparty to the transaction is entitled to the exception from the clearing requirement set forth in Section 3C(g) of the Exchange Act.

Clearing Exception means an exception to, or an exemption from, the Clearing Requirement, which exception or exemption is set forth in Section 3C(g) of the Securities Exchange Act or the SEC Regulations.