Charles Schwab definition

Charles Schwab means The Charles Schwab Corporation and any corporation which is included in a controlled group of corporations (within the meaning of section 414(b) of the Code) which includes The Charles Schwab Corporation, any trade or business (whether or not incorporated) which is under common control with the The Charles Schwab Corporation (within the meaning of section 414(c) of the Code), any organization included in the same affiliated service group (within the meaning of section 414(m) of the Code) as The Charles Schwab Corporation and any other entity required to be aggregated with The Charles Schwab Corporation pursuant to the regulations under section 414(o) of the Code.
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Examples of Charles Schwab in a sentence

  • Covered Persons and their Related Persons who have Personal Securities Accounts at a broker-dealer that is not capable of transmitting information to the Financial Tracking System electronically generally will be required to transfer such Accounts to an Approved Broker-Dealer (including Fidelity Investments and Charles Schwab).

  • The authorized firms are Wachovia Securities (for accounts that were previously maintained at Prudential Securities), Pruco Securities, Charles Schwab, E*TRADE, Fidelity Investments, and Merrill Lynch.

  • The following do not need to be precleared prior to trading: • Transactions in the Nuveen 401(k) plan unless the access person has elected to participate in the Charles Schwab self-directed 401(k) option, in which case that portion of the 401(k) is treated like any other brokerage account and all applicable preclearance requirements will apply.

  • The authorized firms are PSI, Pruco Securities, Charles Schwab, E*TRADE, Fidelity Investments, and Merrill Lynch.

  • Its primary banking subsidiary, Charles Schwab Bank, SSB (member FDIC and an Equal Housing Lender), provides banking and lending services and products.

  • The Employee Securities Accounts & Investments and Inside Information & Information Barriers chapters of The Charles Schwab Corporation’s Compliance Manual address certain prohibited practices.

  • The authorized firms are Wachovia Securities, Pruco Securities, Charles Schwab, E*TRADE, Fidelity Investments, and Merrill Lynch.

  • To the extent this Section 6.3 is applicable, payment may be made by the delivery (on a form prescribed by the Company) of an irrevocable direction to Charles Schwab & Co., Inc.

  • TD Ameritrade Holding Corporation is a wholly owned subsidiary of The Charles Schwab Corporation.

  • The approved firms are: Ameriprise Financial Charles Schwab Chase Investment/ JP Morgan Edward Jones E*Trade Fidelity Interactive Brokers Merrill Lynch Morgan Stanley Oppenheimer & Co. Raymond James RBC Dominion Securities Scottrade Inc.

Related to Charles Schwab

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  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • AllianceBernstein means AllianceBernstein L.P., its subsidiaries and its joint venture entities.

  • Quadriplegia means total Paralysis of both upper and lower limbs. “Hemiplegia” means total Paralysis of the upper and lower limbs on one side of the body. “Uniplegia” means total Paralysis of one lower limb or one upper limb. “Paraplegia” means total Paralysis of both lower limbs or both upper limbs. “Paralysis” means total loss of use. A Doctor must determine the loss of use to be complete and not reversible at the time the claim is submitted.

  • ESBD means the Electronic State Business Daily, the electronic marketplace where State of Texas bid opportunities over $25,000 are posted. The ESBD may currently be accessed at http://www.txsmartbuy.com/sp.

  • Asset Management Plan means a plan created by the department and approved by the state transportation commission or a plan created by a local road agency and approved by the local road agency's governing body that includes provisions for asset inventory, performance goals, risk of failure analysis, anticipated revenues and expenses, performance outcomes, and coordination with other infrastructure owners.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • American Express means American Express Limited.

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  • SAIC means the State Administration for Industry and Commerce of the PRC and/or its regional and local counterparts.

  • Façade means the principal front or fronts of a building.

  • Smart means equipped with technology such as computer software programs, sensors and touchscreens.

  • nominee company means a corporate body registered or having an established place of business in England and Wales which holds title to property for another;

  • School-sponsored media means all student media that are:

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  • SADC means the Southern African Development Community;

  • Dell means Dell Inc., a Delaware corporation.

  • Sternlight means a white light placed as nearly as practicable at the stern showing an unbroken light over an arc of the horizon of 135 degrees and so fixed as to show the light 67.5 degrees from right aft on each side of the vessel.

  • Online means transactions through electronic data-interchange whether real time transactions or otherwise, which may be through the internet, intranet networks and the like.

  • Public school academy means a public school academy or strict discipline academy organized under the revised school code, 1976 PA 451, MCL 380.1 to 380.1852.

  • Student media advisor means an individual who is employed, appointed, or designated by the District to supervise or provide instruction with respect to student media.

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  • Rape Crisis Center means an office, institution, or center offering assistance to victims of sexual offenses through crisis intervention, medical and legal information, and follow-up counseling.