CESL definition
Examples of CESL in a sentence
Any transfer, assignment or attempted transfer or assignment by Client of this Agreement or of any of the Client’s rights or obligations hereunder without obtaining the prior written consent of CESL shall be null and void.
This Agreement together with any written amendments represents the entire agreement between CESL and the Client which supersedes any contemporaneous and prior agreements between the CESL and the Client.
CESL and its Affiliated Companies maintain information barriers to restrict the information flows that may give rise to a conflict of interest.
CESL may modify or amend the terms of this Agreement at any time by giving the Client written notice.
The Client will immediately inform CESL in writing of any changes to such LEI codes and of any new LEI codes issued to the Client or any principals on behalf of which the Client acts.
CESL has in place procedures which require all trade errors to be reported and reviewed.
CESL prevents the flow of information where the interests of customers of one business function may conflict with the interests of customers of another business function.
If the Client is such a body or investor, the Client has elected and is capable of being treated as an elective professional client in accordance with the FCA Rules or other Applicable Law and undertakes to notify CESL immediately of any changes to the Client’s status that mean the Client is no longer capable of being treated an elective professional client.
By continuing to accept Services from CESL, the Client agrees to any such modifications and amendments.
Where there are no other means of managing the conflict or where the measures in place do not, in the view of CESL sufficiently protect the interests of customers, the conflict of interest will be disclosed to customers to enable an informed decision to be made by the customer as to whether they wish to continue doing business with CESL in that particular situation.