CE No. definition

CE No. means the unique identifier assigned by the SFC; “Exchange” means the Stock Exchange of Hong Kong Limited; “Event of Default” has the meaning ascribed to it in Clause 3l.l below;
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CE No. means the unique identifier assigned by the SFC; “Event of Default” has the meaning ascribed to it in Clause 27.1 below; “HKSAR” means the Hong Kong Special Administrative Region of the People’s Republic of China; “HKEx” means Hong Kong Exchanges and Clearing Limited; “HKSCC” means Hong Kong Securities Clearing Company Limited including, where the context so requires, its agents, nominees, representatives, officers and employees; “Margin” means cash and/or securities and/or other assets as may be agreed from time to time between me/us and you as security for my/our obligations under the terms of this Agreement;
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Examples of CE No. in a sentence

  • It is licensed with the Securities and Futures Commission in Hong Kong (CE No. ALK083) to engage in type I (dealing in securities), type 4 (advising on securities) and type 9 (asset management) regulated activities under the Securities and Future Ordinance.

  • Fidelity - FIL Investment Management (Hong Kong) Limited (CE No AAG408) which is licensed for, Type 1 (Dealing in Securities), Type 2 (Dealing in Futures Contracts), Type 4 (Advising on Securities), Type 5 (Advising on Futures Contracts) and Type 9 (Asset Management) regulated activities under the Securities and Futures Ordinance.

  • CDOT minor construction or maintenance activities within existing HED Typically CE No NEPA action, coordination only No NEPA action, coordination only Temporary authorization outside ROW (SUP or ROW Grant) Typically CE Typically CE.

  • Typically EA or CE if less than three years (CE if determined minimal impact) Permanent easement/land appropriation Typically CE No decision required, therefore, no NEPA.

  • DAS is duly licensed by the Securities and Futures Commission for Type 1 regulated activity of dealing in securities and Type 4 regulated activity of advising on securities (CE No. AAW265) and is an Exchange Participant of the Stock Exchange of Hong Kong Limited (Participant ID: 01356) and an Options Broker Exchange Participant (HKATS Customer Code: DLT).

  • DAFF is duly licensed by the Securities and Futures Commission for Type 2 regulated activity of dealing in futures contracts and Type 5 regulated activity of advising on futures contracts (CE No. ABZ414) and is a Futures Commission Merchant of the Hong Kong Futures Exchange Limited (HKATS Customer Code: DLT).

  • Name (in block letters): CE No.: who declares as follows: □ I have fully explained the contents of the risk disclosure statements to the Client in English/Chinese language in which he/she/they understand(s).

  • DAS is duly licensed by the Securities and Futures Commission for Type 1 regulated activity of dealing in securities and Type 4 regulated activity of advising on securities (CE No. AAW265) and is an Exchange Participant of the Stock Exchange of Hong Kong Limited.

  • The Bank is a registered institution under the Securities and Futures Ordinance with C.E. No. AAK565 registered to carry on Type 1 (dealing in securities), Type 4 (advising on securities) and Type 9 (asset management) regulated activities, whose principal place of business is situated at 36th Floor, Everbright Centre, ▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇.

  • The following terms and conditions (as may be supplemented from time to time) apply to all securities accounts opened and maintained with iFAST Securities (HK) Limited (CE No. ABQ890), a company licensed to conduct Type 1 (Dealing in Securities) regulated activity under the Securities and Futures Ordinance (Cap.