CAT Reporter definition

CAT Reporter means each national securities exchange, national securities association and Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).
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CAT Reporter means an Industry Member or Participant that enters into a Consolidated Audit Trail CAT Reporter Agreement with CATLLC.
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CAT Reporter means the Industry Member or Participant that enters into this Agreement.
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Examples of CAT Reporter in a sentence

  • The database of CAT Reporter IDs will be made available both as a downloadable file on the CAT website and through the web portal API.

  • At a minimum, this requirement includes the creation of an order lifecycle between all order events handled within an individual CAT Reporter, including orders routed to internal desks or departments with different functions (e.g., an internal ATS).

  • Additionally, CAT Reporters may authorize a Third Party Reporting Agent to view and take action on data submitted on behalf of the CAT Reporter by another Submitter.

  • Authorization between CAT Reporters, Submitter and Third Party Reporting Agents is granted through a reporting relationship that will be entered by the CAT Reporter using the CAT Reporter Portal.

  • CAT Reporter IMID The CAT Reporter IMID is the SRO assigned identifier that an Industry Member uses to report to CAT.

  • A CAT Reporter may use any SRO assigned identifier that is valid on the CAT Trading Day for which CAT events are submitted.

  • The Submitter ID uniquely identifies the Submitter and is not the same identifier as the CAT Reporter IMID.

  • When a CAT Reporter routes between different IMIDs of the same firm (same CRD), the CAT Reporter IMID may not be populated with the same value on the Order Route and Order Accepted events.

  • Figure 1: CAT Identifier Hierarchy 1.3.1. CAT Reporter ID Each entity which reports into CAT will be assigned a unique identifier: a CAT Reporter ID.

  • When the file is received with a Third Party Reporting Agent designated, CAT will verify the CAT Reporter has authorized the Third Party.


More Definitions of CAT Reporter

CAT Reporter means “each national securities exchange, national securities association and Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).” See CAT NMS Plan, Article I, Section 1.1. Only Industry Members would be reporting an interim value.
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CAT Reporter means each national securities exchange, national securities associationand Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).
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Related to CAT Reporter

  • Reporter means the person who is responsible for reporting to the division of workers’ compensation pursuant to the Iowa workers’ compensation laws and includes an employer, an employer who has been relieved from insurance pursuant to Iowa Code section 87.11, and an insurance carrier which provides an employer workers’ compensation insurance.

  • Audit Report means a report summarising the testing completed and the actions arising following an Audit;

  • Cost Report means the department approved form for reporting costs, statistical data and other relevant information of the facility.

  • Credit reporting agency means a corporation that carries on a credit reporting business.

  • Certification Practice Statement means a statement issued by a Certifying Authority to specify the practices that the Certifying Authority employs in issuing Digital Signature Certificates;

  • Day reporting means a program of enhanced supervision

  • Summary Subcontract Report (SSR) Coordinator, as used in this clause, means the individual at the department or agency level who is registered in eSRS and is responsible for acknowledging or rejecting SSRs in eSRS for the department or agency.

  • Consumer reporting agency means any person that, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information concerning consumers for the purpose of furnishing consumer credit reports to third parties.

  • Rapid(ly) report(ing means within 72 hours of discovery of any cyber incident.

  • Test Report means a written report issued by The Sequoia Project that documents the outcomes of the Testing Process; that is, the Applicant’s compliance with the Specifications and Test Materials.

  • Project Report means a summary statement of the likely environmental effects of a proposed development referred to in section 58;

  • Mandatory Reporter means any public or private official who:

  • Limited Exchange Act Reporting Obligations The obligations of the Master Servicer under Section 3.16(b), Section 6.02 and Section 6.04 with respect to notice and information to be provided to the Depositor and Article XI (except Section 11.07(a)(1) and (2)).

  • Progress Assessment Report (PAR means the monthly compliance report to Owner verifying compliance with the HUB subcontracting plan (HSP).

  • Medicare cost report means CMS-2552-10, the cost report for electronic filing of

  • Transparency Reports means a report in accordance with Schedule 7 Part 1 (Transparency Reports) containing the contract information as set out in the table for that Part for publication by the Authority in the interests of transparency.

  • ESDM Report means the Emission Summary and Dispersion Modelling Report prepared in accordance with the Procedure Document by Christopher Scullion, Church and Trought Inc. and dated December 1, 2009 submitted in support of the application, and includes any amendments to the ESDM Report listed in Schedule A and all up-dated ESDM Reports prepared as required by the Documentation Requirements conditions of this Certificate.

  • Project Management Report means each report prepared in accordance with Section 4.02 of this Agreement;

  • Case Report Form means a printed, optical or electronic document or database designed to record all of the information, which is required by the Protocol to be reported to the Sponsor on each Study Participant.

  • GLJ Report means the independent engineering reserves evaluation of certain oil, NGL and natural gas interests of the Company prepared by GLJ dated February 11, 2022 and effective December 31, 2021.

  • Pick Up Report means the report detailing the number of sleeping rooms per day actually used out of the Program’s room block.

  • MI Report means a report containing Management Information submitted to the Authority in accordance with Framework Schedule 8 (Management Information);

  • Settlement Report a report summarizing Revolver Loans and participations in LC Obligations outstanding as of a given settlement date, allocated to Lenders on a Pro Rata basis in accordance with their Revolver Commitments.

  • Feasibility Report means a detailed written report of the results of a comprehensive study on the economic feasibility of placing the Property or a portion thereof into Commercial Production and shall include a reasonable assessment of the mineral ore reserves and their amenability to metallurgical treatment, a description of the work, equipment and supplies required to bring the Property or a portion thereof into Commercial Production and the estimated cost thereof, a description of the mining methods to be employed and a financial appraisal of the proposed operations supported by an explanation of the data used therein;

  • Credit report means any written, oral, or other communication of

  • Assessment Report : means the assessment report referred to in Articles 32(2) and 33(3) of Regulation (EC) No 834/2007 drawn up by an independent third party fulfilling the requirements of ISO Standard 17011 or by a relevant competent authority, which includes information on document reviews, including the descriptions referred to in Articles 4(3)(b) and 11(3)(b) of this Regulation, on office audits, including critical locations and on risk-oriented witness audits conducted in representative third countries.