CASS Rules definition

CASS Rules means the Client Asset Sourcebook of the FCA;

CASS Rules means the rules set out in Chapters 7 and 7A of the FSA’s Client Assets Sourcebook (as amended)

CASS Rules means the Client Asset Sourcebook of the FCA; “Closing Date” in the case of the Fund the quarter dates by which Subscriptions may be made by Investors in the Fund, the first such date to be 31st March 2018 and thereafter on or around the normal quarter end dates. In the case of an Investor the quarterly date on which Commitment to the Fund has been deemed to have been received;

Examples of CASS Rules in a sentence

• The ACD has elected to utilise the DvP methodology permitted in the FCA’s CASS Rules.

• We will exercise due skill, care and diligence in the selection, appointment and periodic review of any Sub-Custodian as required under the FCA CASS Rules.

• LCH is not subject to the Financial Conduct Authority’s client assets and client money rules (the "CASS Rules").

• Broadly speaking, the DVP exemption permits the ACS Manager, to hold investors' purchase or redemption monies in its corporate account (i.e. not as client money) for a limited period as specified under the CASS Rules.

• In certain circumstances where we are carrying out transactions on your behalf through a commercial settlement system, we may make the use of the delivery versus payment (DvP) exemption under the CASS Rules.

More Definitions of CASS Rules

CASS Rules means the rules contained in CASS;

CASS Rules means all rules made by the FCA in respect of client assets, as amended from time to time;

CASS Rules means the Client Assets sourcebook;

CASS Rules means the Client Assets Sourcebook contained in the Authority’s Handbook;

CASS Rules means the Authority’s Client Assets Sourcebook

CASS Rules means the Client Asset Sourcebook of the FCA; “Closing Date” the 5th April 2018;

CASS Rules means the client money and assets rules specified in the Customer Assets Sourcebook (“CASS”) in the FCA Handbook.