CASS Rules definition

CASS Rules means the Client Asset Sourcebook of the FCA;

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CASS Rules means the rules set out in Chapters 7 and 7A of the FSA’s Client Assets Sourcebook (as amended)

CASS Rules means the rules contained in CASS;

Examples of CASS Rules in a sentence

• The Delivery Versus Payment exemption essentially allows us to disapply the FCA CASS Rules relating to your money or assets for a short period of time when settling your transaction within a Commercial Settlement System, subject always to Applicable Law.

• We will only transfer your money and/or assets to another person who either will hold them under the FCA CASS Rules or to whom we have exercised all due skill, care and diligence in assessing whether that person will apply adequate measures to protect your money and/or assets.

• The Sub-Advisor acknowledges that the CASS Rules of the FCA will not apply to the Sub-Sub-Advisor in relation to any assets that form part of the Fund.

• We will only transfer your money and/or assets to: (a) another person who will hold them in accordance with the FCA CASS Rules; or (b) another person that we have exercised all due skill, care and diligence in assessing whether that person will apply adequate measure to protect it.

• We will normally settle transactions on a Delivery Versus Payment basis and in entering into this Agreement; you agree that we may at our discretion use the Delivery Versus Payment exemption as permitted by the FCA CASS Rules.

• This means that money is held as part of a common pool of money, so in the event of our insolvency or other such event, your money will be protected in accordance with the FCA CASS Rules.

• If the Sub-Sub-Advisor has the authority to move the Sub-Advisor’s money or assets under the terms of a mandate defined in CASS 8 of the CASS Rules, such monies or assets will be moved from an account not owned by the Sub-Sub-Advisor.

• Where the balance is under £25 and we have taken the steps required by the FCA CASS Rules to contact you, we may stop treating the balance as client money and donate it to a registered charity of our choice but we will not make good any claim by you against the balance.

• If we do this, we will endeavour to ensure your money is held as Client Money under the FCA CASS Rules where relevant.

• There is no cancellation fee for productions canceling more than seven (7) days prior to the scheduled event unless we notify you that we have another request for the Studio overlapping any portion of your requested rental - in which case your rental becomes firm and not eligible for further cancellation, and you will be required to secure your rental with a non- refundable payment, which may be required to be payment in full.

More Definitions of CASS Rules

CASS Rules means the Client Asset Sourcebook of the FCA; “Closing Date” in the case of the Fund the quarter dates by which Subscriptions may be made by Investors in the Fund, the first such date to be 31st March 2018 and thereafter on or around the normal quarter end dates. In the case of an Investor the quarterly date on which Commitment to the Fund has been deemed to have been received;

CASS Rules means the client money and assets rules specified in the Customer Assets Sourcebook (“CASS”) in the FCA Handbook.

CASS Rules means all rules made by the FCA in respect of client assets, as amended from time to time;

CASS Rules means the Client Assets sourcebook;

CASS Rules means the Client Assets Sourcebook contained in the Authority’s Handbook;

CASS Rules means the Authority’s Client Assets Sourcebook