CASS 7 definition

CASS 7 means Chapters 7 of the FCA’s Client Assets Sourcebook (the “Client Money Rules”)
CASS 7 means Chapter 7 of the FCA's Client Assets Sourcebook (the "Client Money Rules");
CASS 7 means Chapter 7 and, to the extent applicable, 7A of the FSA’s Client Assets Sourcebook.

Examples of CASS 7 in a sentence

  • Whilst the Manager, Administrator & Custodian and the Nominee will comply with the FCA’s rules concerning client money under CASS 7 and client assets under ▇▇▇▇ 6, the Manager, Administrator & Custodian and the Nominee shall not be liable in the event of an insolvency of any bank with which any funds held by them on behalf of the Fund have been deposited nor in the event of any restriction on their ability to withdraw funds from such bank for reasons which are beyond their control.

  • Whilst the Manager, Administrator & Custodian and the Nominee will comply with the FCA’s rules concerning client money under CASS 7 and client assets under CASS 6, the Manager, Administrator & Custodian and the Nominee shall not be liable in the event of an insolvency of any bank with which any funds held by them on behalf of the Fund have been deposited nor in the event of any restriction on their ability to withdraw funds from such bank for reasons which are beyond their control.

  • In accordance with the FCA CASS Rules, any money or designated investments (as defined in the FCA Rules) received by us in relation to a DvP transaction, under this Agreement, is not eligible to be treated as client money (under CASS 7) or protected under the custody rules (CASS 6).

  • Client Money Rules Means the client money rules in CASS 7 of the FCA’s Client Asset sourcebook in its FCA handbook of rules and guidance.


More Definitions of CASS 7

CASS 7 means Chapter 7 of CASS (Client money rules);