Capital rule definition

Capital rule means part 217 of this chapter.
Sample 1Sample 2Sample 3
Capital rule means Parts 930 through 933 of the Regulations, as amended from time to time.
Sample 1Sample 2Sample 3
Capital rule means 12 CFR part 217.
Sample 1Sample 2Sample 3

Examples of Capital rule in a sentence

  • Although NCUA’s Risk-Based Capital rule does not go into effect until January 1, 2022, the NCUA agrees with the language in this guidance regarding working with borrowers of one-to-four family residential mortgages.

  • The subordinated loans are available in computing Net Capital under the Securities and Exchange Commission's uniform Net Capital rule.

  • This would mean that a company that entirely contracts out the manufacture and distribution of a branded product would still be liable to pay the levy.

  • Advances to the Parent and its affiliates, repayment of subordinated liabilities, dividend payments and other equity withdrawals are subject to certain notification and other provisions of the Net Capital rule of the SEC.

  • I will abide by the Girl Scouts Nation’s Capital rule of not dating anyone whom I work with, including anyone who works on Capitol Hill, during my placement.

  • Broker/dealers include primary dealers recognized by the Federal Reserve Bank or non-primary dealers qualified under U.S. Securities & Exchange Commission Rule 15C3-1, the Uniform Net Capital rule, and a member of the Financial Industry Regulatory Authority (FINRA).

  • For investment transactions conducted by OCSD internal staff, the Treasurer will maintain a list of financial institutions authorized to provide investment services to OCSD, including "primary" or regional dealers that qualify under Securities and Exchange Commission Rule 15C3-1 (Uniform Net Capital rule), and Federal or State of California chartered banks.

  • They found that one rule, the Basel III Regulatory Capital rule, may have a significant impact, estimating that 146 banks with less than $500 million in assets (out of 5,638 overall) faced a capital shortfall of $620 million, certain compliance costs of $43,000 per institution, and lost tax benefits totaling $3.4 million per year under the rule when fully phased in.107 The CFPB could not rule out that any of the five rules it issued would not have a significant impact on small entities.

  • And because of this alleged new Basic Capital rule, the court of appeals held that extrinsic evidence could be considered to discern that a third-party agreement was created by First Bank and DTSG, despite the fact that they entered an unambiguous written contract that did not provide for a third-party beneficiary.

  • Ironically, this subsidiary also holds over $9.5 million of the bank’s $12.75 million total investment in MSRs. Last year, the FFIEC banking regulators proposed a Basel 3 Capital rule change that would allow the inclusion of minority interest up to 10% of Tier 1 Capital.


More Definitions of Capital rule

Capital rule means Part 930, Part 932 and Part 1277 of the Regulations, as amended from time to time.
Sample 1Sample 2
Capital rule means part 217 of thischapter.* * * * *(x) Tier 1 capital has the same meaning as provided in § 217.2 of this chapter. A qualifying community banking organization (as defined in§ 217.12 of this chapter) that is subject to the community bank leverage ratio framework (as defined in § 217.12 of this chapter), calculates its tier 1 capital in accordance with § 217.12(b) of this chapter.* * * * *§ 211.9 [Amended]■ 35. Section 211.9 is amended by redesignating footnote 5 to paragraph (a) as footnote 1 to paragraph (a).PART 215—LOANS TO EXECUTIVE OFFICERS, DIRECTORS, AND PRINCIPAL SHAREHOLDERS OF MEMBER BANKS (REGULATION O) ■ 36. The authority citation for part 215 continues to read as follows:Authority: 12 U.S.C. 248(a), 375a(10), 375b(9) and (10), 1468, 1817(k), 5412; andPub. L. 102–242, 105 Stat. 2236 (1991).■ 37. Section 215.2 is amended by adding paragraph (i)(3) to read as follows:§ 215.2 Definitions.* * * * *
Sample 1

Related to Capital rule

  • Step Down Rating Change means the first public announcement by S&P and, if applicable, each other Rating Agency appointed by or with the consent of Heimstaden Bostad, after a Step Up Rating Change, that the credit rating of Heimstaden Bostad's senior unsecured long-term debt is at least BBB- in the case of S&P and, if applicable, at least Baa3 in the case of Moody's and at least BBB- in the case of Fitch with the result that, following such public announcement, no Rating Agency assigns a credit rating below the aforementioned levels or any equivalent rating. For the avoidance of doubt, any further increase in the credit rating of Heimstaden Bostad's senior unsecured long-term debt above BBB- in the case of S&P and, if applicable, at least Baa3 in the case of Moody's and at least BBB- in the case of Fitch and in respect of any other Substitute Rating Agency, an equivalent rating or above shall not constitute a further Step Down Rating Change;