Cancellation Rules definition

Cancellation Rules means Chapter 15 of COBS, as well as any other law or regulation that allows the cancellation of an investment in a Plan.
Cancellation Rules means the rules set out in Chapter 15 of the FCA’s Conduct of Business Sourcebook which forms part of the FCA Handbook;
Cancellation Rules means the FSA rules relating to cancellation “Client Money Rules” has the meaning ascribed to it by the FSA Rules “FSA” means the Financial Services Authority

Examples of Cancellation Rules in a sentence

  • Investors will have no rights of cancellation under Financial Services (Cancellation) Rules 1989 (as amended) of the UK.

  • A purchaser of Shares who returns the application form accompanying the Prospectus will not generally have any right to cancel the contract under the FCA Cancellation Rules.

  • Individual trades might be cancelled in accordance with the EEX Trade Cancellation Rules (Link: EEX Trade Cancellation Rules).

  • Where requested, the Intermediary shall provide WCSI with any details or information which WCSI may instruct in order for WCSI to discharge its obligations under the Cancellation Rules in the FCA Handbook, including the name and address of any Clients, the terms of any Client agreement between the Intermediary and its Clients, and whether or not the Clients fall within one of the exceptions to the requirement to serve a cancellation notice, in accordance with the FCA Handbook.

  • AXA IM UK not receiving payment for any contract effected by the Financial Adviser or AXA IM UK not receiving a shortfall arising as a result of the cancellation of an order under the Cancellation Rules.

  • In respect of any transactions we effect on your behalf in units in a Regulated Collective Investment Scheme, you should note that (without prejudice to Clause 25 (Termination)) you will not have the right to cancel any such transaction under the FCA Cancellation Rules.

  • This provision shall not be effected by any requirement to serve a cancellation notice under the Cancellation Rules in respect of the transaction in question.

  • In the event of suc h rejection, the application money or any balance thereof w ill be returned to the applicant.A purchaser of Shares w ho returns the application form accompanying the Prospectus w ill not generally have any right to cancel the contract under the FCA Cancellation Rules.

  • FCA number Please tick this box if cancellation rights apply (Financial Services (Cancellation) Rules 1989).

  • If you return this form directly to Framlington you may lose any right to cancel which you otherwise would have had pursuant to the Financial Services (Non-Life Cancellation) Rules 1997.


More Definitions of Cancellation Rules

Cancellation Rules means Chapter 15 of COBS, as well as any other law or regulation that allows the cancellation of a deposit /investment in a Plan.

Related to Cancellation Rules

  • U.S. Risk Retention Rules means the federal interagency credit risk retention rules, codified at 17 C.F.R. Part 246.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.