BY PRINCIPAL. ACCEPTED: MUFG Union Bank, N.A. By: /s/ Xxxxxx Xxx By: /s/ Brain Xxxxxxx Name: Xxxxxx Xxx Name: Xxxxx Xxxxxxx Title: President Title: Vice President Date: 6/25/18 Date: 6/25/18 By: By: /s/ Xxxxx Xxxxxx Name: Name: Xxxxx Xxxxxx Title: Title: Vice President Date: Date: 6/25/18
BY PRINCIPAL. ACCEPTED: Union Bank, N.A. By: /s/ Xxxxx Xxxx By: /s/ Xxxx Xxxxxx Name and Title: Xxxxx Xxxx, Assistant Treasurer Name and Title: Xxxx Xxxxxx, Vice President Date: January 25, 2012 Date: January 31, 2012 By: By: /s/ Xxxxxxxx Xxxx Name and Title: Name and Title: Xxxxxxxx Xxxx, Vice President Date: Date: January 31, 2012 Appendix A Not Applicable Schedule I to the Custodian Agreement by and between AdvisorOne Funds and Union Bank, N.A. Dated: December 15, 2011 Amended: July 25, 2013 Names of Funds Horizon Active Asset Allocation Fund Board approved December 15, 2011 Horizon Active Income Fund Board approved July 25, 2013 The parties hereto agree to amend this Schedule I effective as of the 25th day of July 2013 AdvisorOne Funds Union Bank, N. A. By:/s/ Xxxx Beach By: /s/ Xxxxx Xxxxxx Name: Xxxx Beach Name: Xxxxx Xxxxxx Title: President Title: Vice President By: /s/ Xxxxxxxx Xxxx Name: Xxxxxxxx Xxxx Title: Vice President
BY PRINCIPAL. ACCEPTED: MUFG Union Bank, N.A. By: /s/ Xxxxx Xxxxx By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxx Name: Xxxxx Xxxxxx Title: MD Title: Vice President Date: 02-18-2015 Date: 2/18/15 By: By: /s/ Xxxxxxxx Xxxx Name: Name: Xxxxxxxx Xxxx Title: Title: Director Date: Date: 2/18/15
Examples of BY PRINCIPAL in a sentence
THE CERTIFICATE PRINCIPAL BALANCE OF THIS CERTIFICATE WILL BE DECREASED BY PRINCIPAL PAYMENTS HEREON AND REALIZED LOSSES ALLOCABLE HERETO.
Principal Surety By: By: President Attorney-in-Fact (print name) (print name) NOTE: APPROPRIATE NOTARIAL ACKNOWLEDGMENTS OF EXECUTION BY PRINCIPAL AND SURETY, AND A COPY OF THE POWER OF ATTORNEY TO LOCAL REPRESENTATIVES OF THE BONDING COMPANY MUST BE ATTACHED TO THIS BOND.
NOTE: FORM TO BE SIGNED BY PRINCIPAL AGENT OR THE CLIENT’S PROJECT MANAGER RESPONSIBLE FOR THE PROJECT.
PREFERENCE CERTIFICATION FORM MUST BE COMPLETED BY PRINCIPAL OFFEROR.
SIGNED BY: PRINCIPAL CONTRACTOR: ..............................………………................
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BY PRINCIPAL. ACCEPTED: UNION BANK, N.A. By: /s/ Dxxxxx X. Xxxxxxxxxx By: /s/ Txxxxxx X. Xxxxx ------------------------ -------------------------- Name: Dxxxxx X. Xxxxxxxxxx Name: Txxxxxx X. Xxxxx Title: VP & Secretary Title: Vice President Date: 02/20/2014 Date: 02/19/2014 By: /s/ Lxxx X. Xxxxxxxxx By: /s/ Kxxxx X. Xxxxxx Name: Lxxx X. Xxxxxxxxx Name: Kxxxx X. Xxxxxx Title: VP & Assistant Secretary Title: Senior Vice President Date: 02/20/2014 Date: 02/19/2014 [C] Union Bank, N.A. (2013_0327) SCHEDULE I TO THE CUSTODIAN AGREEMENT BY AND BETWEEN THE ADVISORS' INNER CIRCLE FUND III and UNION BANK, N.A. DATE: FEBRUARY 19, 2014 NAMES OF FUNDS NorthPointe Micro Cap Equity Fund NorthPointe Small Cap Growth Fund NorthPointe Small Cap Value Fund NorthPointe Large Cap Value Fund By: The Advisors' Inner Circle Fund III By: Union Bank, N.A., "Custodian" By: /s/ Dxxxxx X. Xxxxxxxxxx By: /s/ Txxxxxx X. Xxxxx ------------------------------------ --------------------------------- Authorized Signature Authorized Signature Dxxxxx X. Xxxxxxxxxx, VP & Secretary Txxxxxx X. Xxxxx, VP ------------------------------------ --------------------------------- Name & Title Name & Title 02/20/2014 02/19/2014 ------------------------------------ --------------------------------- Date Date [C] Union Bank, N.A. (2013_0327) GLOBAL MATRIX [UNION BANK LOGO] INSTITUTIONAL TRUST & CUSTODY SERVICES Effective January 1, 2014
BY PRINCIPAL. ACCEPTED: MUFG Union Bank, N.A. By: By: Name: Name: Title: Title: Date: Date: By: By: Name: Name: Title: Title: Date: Date: SCHEDULE A – ACCOUNTS
BY PRINCIPAL. ACCEPTED: UNION BANK, N.A. By: /s/ Dxxxxx X. Xxxxxxxxxx By: /s/ Txxxxxx X. Xxxxx Name: Dxxxxx X. Xxxxxxxxxx Name: Txxxxxx X. Xxxxx Title: VP & Secretary Title: Vice President Date: 5/14/14 Date: 05/16/2014 By: ________________________ By: /s/ Mxxxxxxx Xxxx Name: ______________________ Name: Mxxxxxxx Xxxx Title: _____________________ Title: Vice President Date: ______________________ Date: 05/14/2014 [C] Union Bank, N.A. (2013_0327) APPENDIX A: LIST OF COUNTRIES, ELIGIBLE FOREIGN CUSTODIANS AND ELIGIBLE SECURITIES DEPOSITORIES ------------------------------------------------------------------------------------------------------------------------------------ No Change New Market New Sub-Custodian FOREIGN/ COMPULSORY EMERGING SETTLEMENT COUNTRY/MARKET SUB-CUSTODIAN DEPOSITORY DEPOSITORY MARKET STANDARD ------------------------------------------------------------------------------------------------------------------------------------ Argentina Citibank N.A. Caja de Valores S.A. (CVSA) No Central de Liquidacion y Registration de Emerging Contractual Instrumentos de Endeudamiento Publico Yes (CRYL) ------------------------------------------------------------------------------------------------------------------------------------ Austraclear Limited No Australia National Australia Bank ASX Settlement Pty Limited Yes Foreign Contractual ------------------------------------------------------------------------------------------------------------------------------------ Austria UniCredit Bank Austria AG Oesterreichischi Kontrollbank AG No Foreign Contractual ------------------------------------------------------------------------------------------------------------------------------------ Austria Citibank N.A. Oesterreichischi Kontrollbank AG No Foreign Contractual ------------------------------------------------------------------------------------------------------------------------------------ HSBC Bank Middle East The Clearing, Settlement and Central Yes, for Bahrain Borse Bahrain Limited Depository listed securities Emerging Actual ------------------------------------------------------------------------------------------------------------------------------------ Bangladesh HSBC Ltd. Central Depository Bangladesh Limited Yes Emerging Contractual ------------------------------------------------------------------------------------------------------------------------------------ Government Instruments: Banque Nationale de Belgique Equities Yes Belgium Citibank Intern...
BY PRINCIPAL. ACCEPTED: Union Bank, N.A. By: /s/Gxxx X. Xxxxx By: /s/ Txxxxxx X. Xxxxx Name: Gxxx X. Xxxxx Name: Txxxxxx X. Xxxxx Title: Chief Executive Officer Title: Vice President Date: 12/20/2012 Date: 01/14/13 By: /s/Mxxxxxx X. XxXxxx By: /s/ Mxxxxxxx Xxxx Name: Mxxxxxx X. XxXxxx Name: MXXXXXXX XXXX Title: Treasurer and PFO Title: Vice President Date: 12/20/12 Date: 1/14/13 Union Bank, N.A. (2012_0920) Page 16 of 16 APPENDIX A: List of Countries, Eligible Foreign Custodians and Eligible Securities Depositories UNION BANK GLOBAL CUSTODY SCHEDULE OF FEES UNION BANK GLOBAL CUSTODY
BY PRINCIPAL. ACCEPTED: Union Bank, N.A. By: /s/ Gxxx X. Xxxxx By: /s/ Txxxxxx X. Xxxxx Name Gxxx X. Xxxxx By: Txxxxxx X. Xxxxx Title: CEO Title: VP Date: 11-25-13 Date: 11-25-13 By: /s/ Mxxxxxx X. XxXxxx By: /s/ Mxxxxxxx Xxxx Name: Mxxxxxx X. XxXxxx Name: Mxxxxxxx Xxxx Title: Treasurer, PFO Title: Vice President Date: 11-12-13 Date: 10-00-00
BY PRINCIPAL. AmericaFirst Quantitative Funds ACCEPTED: Union Bank, N.A. By:/s/ Xxxxxx Xxxxxx By: Xxxxxxxx Xxxx Name and Title: Xxxxxx Xxxxxx, President Name and Title: Xxxxxxxx Xxxx, VP Date: Date: 10/17/2012 By: By: Name and Title: Name and Title: Date: Date:
BY PRINCIPAL. ACCEPTED: MUFG UNION BANK, N.A. By: /s/ Dianne M. Descoteaux Xx: /x/ Theresa Moore ------------------------ --------------------- Name: Dianne M. Descoteaux Xxxx: Theresa Moore Title: VP & Secxxxxxx Title: Vice President Date: 12/11/14 Date: 12/12/2014 By: By: /s/ Margaret Bond ------------------------- --------------------- Name: Name: Margaret Bond Title: Title: Director Date: Date: December 12, 2014 SCHEDULE I TO THE CUSTODIAN AGREEMENT BY AND BETWEEN WINTON SERIES TRUST AND MUFG UNION BANK, N.A. DATE: DECEMBER 11, 2014 NAMES OF FUNDS WINTON GLOBAL EQUITY PORTFOLIX