Broker/Custodian definition

Broker/Custodian or “Broker/Custodians” is the qualified executing broker and asset custodian selected by Personal Capital Advisors to provide both brokerage and custody services for all Accounts and from whom all Clients will receive periodic account statements on at least a quarterly basis.
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Examples of Broker/Custodian in a sentence

  • All funds shall be paid to and invested directly with the Third Party Broker/Custodian concerned.

  • The Client should consult the account documentation between the Client and the relevant the Third Party Broker/Custodian for a summary of the actual fees payable to the Third Party Broker/Custodian in respect of transactions executed on behalf of the Client.

  • Typically, the Client will be required to open a separate account with a Third Party Broker/Custodian for such purpose.

  • The Third Party Broker/Custodian shall be fully responsible for the execution and settlement of all investment transactions and the Advisor accepts no responsibility or liability for those activities.

  • By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Title: President & CEO Broker/Custodian Account Number or wallet address Name of Accountholder Type of Account Coinbase Prime To be advised by the Client to the Asset Manager as soon as is reasonably practicable following the execution of this Agreement.

  • Client understands and agrees that the Account will be managed solely by sub-adviser issuing trading instructions to Broker/Custodian to cause the Account to follow the Plan, based on the information Client has provided via the online questionnaire.

  • All transactions shall be executed by Broker/Custodian as the custodian of the Account.

  • Client will receive account statements from Broker/Custodian, which are the official records of the Account.

  • The Third Party Broker/Custodian shall be fully responsible for the execution and settlement of all investment transactions and the Manager/Advisor accepts no responsibility or liability for those activities.

  • As part of this Agreement, Personal Capital Advisors is authorized to open, or facilitate the opening of, one or more brokerage accounts for my Account(s) at a Broker/Custodian where my cash and securities will be traded and/or custodied and safekept.