Authorised Intermediary definition

Authorised Intermediary means a financial adviser, authorised and regulated by the FCA or a recognised professional body, who has provided financial advice to an Investor regarding the Fund and recommended that the Investor enter into the Investment Agreement;
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Authorised Intermediary means any Intermediary, including the AI, that has entered into an agreement with the Competent Authority to be treated as an Authorised Intermediary and acts in its capacity as an Authorised Intermediary;
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Authorised Intermediary means an investment firm authorised, by the competent authority or a European regulatory authority, to execute orders on behalf of clients and / or to deal on own account;
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Examples of Authorised Intermediary in a sentence

  • Investors may purchase the Certificates on SeDeX by payment of the purchase price to an Authorised Intermediary.

  • Reference: Sections 125.9, 5096 and 5096.3, Business and Professions Code.

  • The Company will only authorise the Authorised Intermediary to make offers to people to arrange for the issue of Shares and Options by the Company under the Prospectus and the Company will only issue Shares and Options in accordance with Applications made under such offers if they are accepted.

  • In the event of a resale, placement or other offering of Bonds by an Authorised Intermediary subsequent to the Intermediaries’ Offer, said Authorised Intermediary shall be responsible to provide information to prospective investors on the terms and conditions of the resale, placement or other offering at the time such is made.

  • If you are a Directly Authorised Intermediary and are a Member of a Club, we reserve the right to notify your Club of your removal.

  • Offers under this Prospectus will be made under an arrangement between the Company and Authorised Intermediary, under Section 911A(2)(b) of the Corporations Act.

  • The following documentation is required by the Plan Manager from personal investors so as to comply with these obligations: • Proof of Identity Certified copy of current passport or certified copy of drivers license for each person signing the application form certified by any of the following: a member of the Gardaí, Accountant, Solicitor, Authorised Intermediary, Bank or Building Society.

  • Any resale, placement or offering of Bonds to an investor by an Authorised Intermediary will be made in accordance with any terms and other arrangements in place between such Authorised Intermediary and such investor, including price, allocations and settlement arrangements.

  • In terms of each subscription agreement entered into with an Authorised Intermediary, the Issuer will be conditionally bound to issue, and each Authorised Intermediary will conditionally bind itself to subscribe for, a number of Bonds as indicated therein subject to the Bonds being admitted to trading on the Official List.

  • The Company will only authorise the Authorised Intermediary to make offers to people to arrange for the issue of Shares by the Company under the Prospectus and the Company will only issue Shares in accordance with Applications made under such offers if they are accepted.


More Definitions of Authorised Intermediary

Authorised Intermediary means an intermediary appointed by the Board for the purposes of collecting Membership Fees.
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Authorised Intermediary means a financial adviser, authorised and regulated by the FCA or a recognised professional body, who has provided financial advice to an Investor regarding
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Related to Authorised Intermediary

  • authorised bank means a bank or a branch of a bank authorised by the Central Government to collect the tax or any other amount payable under this Act;

  • Authorised Dealer means a person authorised as an authorised dealer under subsection (1) of Section 10 of the Act ;

  • Financial Intermediary means a financial intermediary as that term is defined in Rule 22c-2.

  • Qualified Intermediary means any Person acting as a “qualified intermediary” for BMW FS’s Like-Kind Exchange Program pursuant to Section 1.1031(k)-1(g)(4) of the Treasury Regulations promulgated under the Code.

  • authorised person means any person who is designated in writing by the Issuer from time to time to give Instructions to the Agents under the terms of this Agreement;

  • Approved Securities Intermediary means a Securities Intermediary or Commodity Intermediary selected or approved by the Administrative Agent and with respect to which a Grantor has delivered to the Administrative Agent an executed Control Account Agreement.

  • authorised entity means an entity that is authorized or recognized by the government to provide education, instructional training, adaptive reading or information access to beneficiary persons on a non-profit basis. It also includes a government institution or non-profit organization that provides the same services to beneficiary persons as one of its primary activities or institutional obligations

  • authorised agent means a passenger sales agent who has been appointed by us to represent us in the sale of air transportation on our services.

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • Fiscal Intermediary means any qualified insurance company or other Person that has entered into an ongoing relationship with any Governmental Authority to make payments to payees under Medicare, Medicaid or any other federal, state or local public health care or medical assistance program pursuant to any of the Health Care Laws.

  • authorised party means the party referred to in Article XIII(3);

  • Commodity intermediary means a person that:

  • authorised insurer means an insurer that holds an authorisation to carry on insurance business for the purposes of Directive 73/239/EEC or that is otherwise entitled to carry on non-life insurance business in the State;

  • Authorised Driver means any driver approved by Xxxxxx and whose name is noted in Rental Vehicle Agreement Part A as an authorised driver;

  • Authorised Investments means investments authorised by the instrument, if any, creating the trust for the investment of money subject to the trust, or by law;

  • Authorised Persons means collectively all Event management, Venue management, Police, public bodies and agencies responsible for safety and security in connection with the Event or the Venue, and their respective staff, officials, representatives, officers and volunteers;

  • Securities Intermediary The meaning specified in Section 8-102(a)(14) of the UCC.

  • Authorised User means those employees, agents and independent contractors of the Customer who are authorised by the Customer to use the Services.

  • Intermediary bank means a bank to which an item is transferred in course of collection except the depositary or payor bank.

  • Reinsurance intermediary means a reinsurance intermediary-broker or a reinsurance intermediary-manager.

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Cash Manager means Royal Bank of Canada, in its capacity as cash manager under the Cash Management Agreement together with any successor cash manager appointed from time to time;

  • Tax Filing Authorised Person means such person as any Director shall designate from time to time, acting severally.

  • Authorised Users means those employees, agents and independent contractors of Customer or a Customer Affiliate who have been authorised by Customer to use the Products in accordance with these Terms.

  • authorised scheme means Work No. 1A described in paragraph 2 of Part 1 of this licence;

  • Authorised Authority Representative means the Authority representative named in CCN as authorised to approve agreed Variations to the Contract.