Authorised Intermediary definition
Authorised Intermediary means a financial adviser, authorised and regulated by the FCA or a recognised professional body, who has provided financial advice to an Investor regarding the Fund and recommended that the Investor enter into the Investment Agreement;
Authorised Intermediary means any Intermediary, including the AI, that has entered into an agreement with the Competent Authority to be treated as an Authorised Intermediary and acts in its capacity as an Authorised Intermediary;
Authorised Intermediary means an investment firm authorised, by the competent authority or a European regulatory authority, to execute orders on behalf of clients and / or to deal on own account;
More Definitions of Authorised Intermediary
Authorised Intermediary means a financial adviser, authorised and regulated by the FCA or a recognised professional body, who has provided financial advice to an Investor regarding
Authorised Intermediary means an intermediary appointed by the Board for the purposes of collecting Membership Fees.