Associated Agencies definition
Examples of Associated Agencies in a sentence
In reliance on such representations and warranties, The Company, on behalf of ▇▇▇▇ ▇▇▇▇▇▇▇ Distributors LLC, agrees to pay any compensation otherwise due to Broker-Dealer for sales of Securities Contracts to General Agent or Associated Agencies as authorized in writing by Broker-Dealer.
In reliance on such representations and warranties, The Company, on behalf of J▇▇▇ H▇▇▇▇▇▇ Distributors LLC, agrees to pay any compensation otherwise due to Broker-Dealer for sales of Securities Contracts to General Agent or Associated Agencies as authorized in writing by Broker-Dealer.
In reliance on such representations and warranties, Manulife USA, on behalf of ManEquity, agrees to pay any compensation otherwise due to Broker-Dealer for sales of Securities Contracts to General Agent or Associated Agencies as authorized in writing by Broker-Dealer.
DISTRIBUTOR shall also immediately notify AGL if any of its Sales Persons or Associated Agencies is or becomes subject to any proceedings or is sanctioned or suspended (i) by the SEC or NASD, (ii) by any court for securities law violations, or (iii) by any state regulatory authority.
AGNY and AGSI shall also immediately notify DISTRIBUTOR if any of their Sales Persons or Associated Agencies is or becomes subject to any proceedings or is sanctioned or suspended (i) by the SEC or NASD, (ii) by any court for securities law violations, or (iii) by any state regulatory authority.
In addition, the Broker-Dealer shall promptly advise Distributor if the Broker/Dealer or any of its Associated Agencies or a Registered Representative is or becomes subject to any proceedings or is sanctioned or suspended(i) by the Securities and Exchange Commission ("SEC") or NASD, (ii) by any court, or (iii) by any state regulatory authority.
The Broker/Dealer agrees that it and any of its Associated Agencies will conduct any such networking arrangements in compliance with any such Associated Agency as a Broker/Dealer.
In the event that the Travel Agent has not obtained the lowest cost fare, the Travel Agent shall refund to UNDP or its Associated Agencies the difference between the price paid by UNDP or its Associated Agencies and the price of the lowest cost fare which was available.
The statement of account shall show for each transaction, the country and currency in which all costs were incurred by UNDP or its Associated Agencies, the date, the invoice number and the name of the UNDP or its Associated Agencies Traveler.
Through the IOWARN Mutual Aid and Assistance Program, Members coordinate response activities and share resources during emergencies, with the support and assistance of the Associated Agencies.