Assets under Advice definition
Assets under Advice means the aggregate net asset value of securities and investment products for which the investment advisor has rendered investment advice irrespective of whether the implementation services are provided by investment advisor or concluded by the client directly or through other service providers;
Assets under Advice means the aggregate net asset value of securities and investment products for which the portfolio manager has rendered investment advice.
Assets under Advice means the aggregate net asset value of :
Examples of Assets under Advice in a sentence
Under Assets under Advice (AUA) mode, maximum fee limit is 2.5 per cent of AUA per annum per family of client.
Regulation 15 A of the amended IA Regulations provide that Investment Advisers shall be entitled to charge fees from a client in the manner as specified by SEBI (Investment Adviser) circular dated September 23, 2020 provides that fee can be charged from the clients either on Assets under Advice (AUA) or Fixed fee mode.
More Definitions of Assets under Advice
Assets under Advice or “AUA” shall mean the aggregate net asset value of Assets for which the PMS Advisor renders Services under this Agreement irrespective of whether the implementation services are provided by the PMS Advisor or concluded by the Client directly or through other service providers;
Assets under Advice means the aggregate net assets value of securities and investment products for which the investment adviser has rendered investment advice irrespective of whether the implementation services are provided by the investment advisor or conducted by the client directly or through other service providers;
Assets under Advice or "AUA" shall mean the aggregate net asset value of securities and investment products for which NEO WEALTH IA Division has rendered investment advice irrespective of whether the implementation services are provided by NEO WEALTH IA Division or concluded by the Client directly or through other service providers.
Assets under Advice means the aggregate net asset value of Securities and investment products for which Investment Adviser has rendered Investment Advice pursuant to IA Regulations irrespective of whether the implementation/execution services are provided by Investment Adviser or concluded by the Client directly or through other service providers.