Assante definition
Examples of Assante in a sentence
Despite Assante’s efforts to provide the Services in the most secure manner possible, you recognize that the security and privacy of any information exchanged via the internet between you and Assante cannot be guaranteed.
Since these transactions may create a conflict or the appearance of a conflict between Assante Connect’s interests and the client’s, we are required by securities laws to disclose certain relevant information relating to the transactions.
As a registered portfolio manager, Assante Connect has an obligation to assess whether a purchase or sale of securities is suitable for you prior to advising you.
No other use is permitted without the prior written consent and approval of Assante.
In this regard, Assante Connect must: establish, verify and document the identity of all clients and any person who has control over the account, and obtain sufficient personal and financial information to make a determination as to beneficial ownership.
You may enter into service arrangements with affiliated and non-affiliated registrants, some of whom may be related registrants to Assante Connect, so that you may receive, among other things, financial planning advice or tax planning services.
Any notice, direction or other communication to the Promoter shall be in writing and shall be sufficiently given if mailed, postage prepaid, addressed to Assante Capital Management Ltd at its principal office in Toronto, Ontario unless the Promoter has notified the Subscriber of a new address in which case it shall be addressed to the Promoter at the last address so notified.
In addition, related registrants may include other dealers and advisors of which Assante Connect or one its affiliates becomes a principal shareholder.
Assante makes reasonable efforts to update the information provided within the Services.
Assante Connect invests client money primarily in securities of exchange-traded funds “ETFs” managed by our Related Registrants.