Appropriate Response definition

Appropriate Response means: (1) that the message complies with one of the order delivery message formats specified in the NASDAQ Requirements; (2) that the message is an acknowledgment of execution, is a rejection, or is another message type permitted under the NASDAQ Requirements for an Order Delivery Subscriber; and (3) that there is no human, automated, or other evaluation of whether to execute the order delivery message except a determination by the Order Delivery Subscriber whether the Participant, at that time, can Accept the order delivery message, or a rejection based on a ground permitted under SEC rule 11Ac1-1, or any other rule relevant to Order Delivery Subscriber responses (including any successors or replacements), as such rule(s) then exists.
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Appropriate Response. The ERU offers a “needs driven” response according to the
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Appropriate Response means a response to a Firm attorney regarding reported evidence of an actionable breach of fiduciary duty, as determined by applicable law, by an employee, officer or director of an Insured Depository Institution as a result of which the attorney reasonably believes: (a) That no actionable breach has occurred, is ongoing, or is about to occur; (b) That the Insured Depository Institution has, as necessary, adopted and implemented appropriate remedial measures, including appropriate steps or sanctions to stop any actionable breach that is ongoing, to prevent any actionable breach that has yet to occur, and to remedy or otherwise appropriately address any actionable breach that has already occurred and to minimize the likelihood of its recurrence; or (c) That the Insured Depository Institution has retained or directed an attorney to review the reported evidence of actionable breach and either: (i) has substantially implemented any remedial recommendations made by such attorney after a reasonable investigation and evaluation of reported evidence; or (ii) has been advised that such attorney may, consistent with his or her professional obligations, assert a colorable defense on behalf of the Insured Depository Institution (or officer or director) in any investigation or judicial or administrative proceeding relating to the reported evidence of actionable breach.
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Examples of Appropriate Response in a sentence

  • Clarification of NPDES EMS Guidance on Timely and Appropriate Response to Significant Noncompliance Violations, USEPA.

  • After review of the effects of this (these) medication(s) at the dosage and intervals prescribed and being informed by the patient of his/her work responsibilities related to the performance of any safety related functions, it is my professional opinion that the prescribed medication DOES DOES NOT (Check Appropriate Response) adversely affect my patient’s ability to safely operate a commercial motor vehicle or perform other safety sensitive functions.

  • If the responsible executive officer or in-house counsel, to the Firm’s knowledge, fails to provide an Appropriate Response within a reasonable time, if warranted by the seriousness of the matter, the Firm shall cause the attorney in charge to take the same steps with respect to such Insured Depository Institution's Board of Directors as it was required to take with respect to such responsible executive officer.

  • All currently existing safety protocols and trainings, such as Appropriate Response Training shall be conducted within the first six (6) months of hire.

  • Unsatisfactory Basic Proficient Distinguished N/O 3.1 Manages Student Behavior      3.2 Appropriate Response To Discipline Problems.

  • Appropriate Response Time performance is the result of a coordinated effort of the Contractor's total operation and the County Communications Center and all efforts should be made to adjust and maintain ambulance deployment strategies to better serve the community.

  • In addition to any requirements of the NASDAQ Requirements or the Agreement, Subscriber’s automated system must transmit an Appropriate Response to an order delivery message delivered to the Subscriber (unless NASDAQ’s or Subscriber’s system Failed).

  • If one or more order delivery messages have been sent to Subscriber (or other NASDAQ subscribers have otherwise attempted to execute) against one or more quotations and/or orders of Subscriber without a timely Appropriate Response being sent back from Subscriber, NASDAQ, after a reasonable attempt to reach Subscriber to determine the reasons for such lack of response, in addition to any other remedy at law or in equity, can purge one or more of Subscriber’s quotations and/or orders.

  • If the Board of Directors, to the Firm’s knowledge, fails to provide an Appropriate Response within a reasonable time, the Firm shall consider whether the applicable ethical rules require the Firm’s resignation from the engagement or some other action and shall act in accordance with such ethical rules and shall document its decision.

Related to Appropriate Response

  • PQQ Response means the response submitted by the Supplier to the pre-qualification questionnaire issued by the Authority on 06/03/2012;

  • Emergency response as used in RCW 38.52.430 means a public

  • Remedial response means a measure to stop and correct prohibited conduct, prevent prohibited conduct from recurring, and protect, support, and intervene on behalf of a student who is the target or victim of prohibited conduct.

  • Emergency Response Agency is a governmental entity authorized to respond to requests from the public to meet emergencies.

  • Emergency medical responder or “EMR” means an individual who has successfully completed a course of study based on the United States Department of Transportation’s Emergency Medical Responder Instructional Guidelines (January 2009), has passed the psychomotor and cognitive examinations for the EMR, and is currently certified by the department as an EMR.