AFSL Holder definition

AFSL Holder means a person who holds an Australian financial service licence issued under Chapter 7 of the Corporations Act.
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Examples of AFSL Holder in a sentence

  • AFSL Holder means a holder of an Australian financial services licence under section 911A(2)(b) of the Corporations Act.

  • Community active seniors’ connections to services Community active seniors generally perceive their rural communities as having a reasonable set of services for a community of its small size.

  • Fees paid to the AFSL Holder Fees paid to the AFSL holder in the year ended 30 June 2016 were $4,420 (2015: $9,100).

  • We are authorised to provide a range of financial services under the Australian Financial Services Licence of each of the AFSL Holders identified in Part 2 of this FSG.We will be acting on the behalf of the relevant AFSL Holder at all times in relation to the provision of authorised financial services and related financial products.

  • Each AFSL Holder has their own dispute resolution process you can access, which is outlined in Part 2 of this FSG.

  • The Corporate Authorised Representative shall cause all income derived or received by the Corporate Authorised Representative as a representative of the AFSL Holder, to be paid directly to the AFSL Holder.

  • The Company will forward all Application Forms that do not bear an AFSL Holder stamp to Wilson Asset Management (International) Pty Limited.

  • The Company will pay a stamping fee equal to 2% (inclusive of GST) of the Application Monies provided with Broker Firm or General Offer Application Forms bearing a stamp from an AFSL Holder other than Wil- son Asset Management (International) Pty Limited.

  • The AFSL Holder may, after providing 90 days written notice to the Corporate Authorised Representative, vary this Schedule 2.

  • In 1893, the village of Pearl River applied for the establishment of a post office.

Related to AFSL Holder

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.

  • Ticket Holder means any individual possessing, holding or using a Ticket, including (without limitation) the Ticket Purchaser or any person to whom the Ticket was issued or transferred;

  • Electing Holder means any holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 3(d)(ii) or 3(d)(iii) hereof.

  • Directing Holder means the Holder of Note A-1 or, if Note A-1 is included in a Securitization, the holders of Certificates issued in connection with such Securitization representing the specified interest in the class of Certificates designated as the “Controlling Class” or the duly appointed representative of the holders of such Certificates or such other party that the Note A-1 Holder grants the right to exercise the rights granted to the Directing Holder in this Agreement; provided, that no Borrower Party shall be entitled to act as Directing Holder.

  • Holder means a Person in whose name a Security is registered in the Security Register.

  • Eligible Holder means a Limited Partner whose (a) federal income tax status would not, in the determination of the General Partner, have the material adverse effect described in Section 4.9(a)(i) or (b) nationality, citizenship or other related status would not, in the determination of the General Partner, create a substantial risk of cancellation or forfeiture as described in Section 4.9(a)(ii).

  • Majority Holder as used in this Section 7.4 shall mean any holder or any combination of holders of Registrable Securities, if included in such holders' Registrable Securities are that aggregate number of Shares (including Shares already issued and Shares issuable pursuant to the exercise of outstanding Warrants) as would constitute a majority of the aggregate number of Shares (including Shares already issued and Shares issuable pursuant to the exercise of outstanding Warrants) included in all of the Registrable Securities.

  • 10% Stockholder means the owner of stock (as determined under Code Section 424(d)) possessing more than ten percent (10%) of the total combined voting power of all classes of stock of the Corporation (or any Parent or Subsidiary).

  • Existing Holder means a Broker-Dealer or any such other Person as may be permitted by the Corporation that is listed as the holder of record of shares of AMPS in the Stock Books.

  • Potential Holder means any Broker-Dealer or any such other Person as may be permitted by the Corporation, including any Existing Holder, who may be interested in acquiring shares of AMPS (or, in the case of an Existing Holder, additional shares of AMPS).

  • Stockholder Group means the Stockholder and each Person (other than any member of the Company Group) that is an Affiliate of the Stockholder.