Affiliated Firm definition

Affiliated Firm means, with respect to any person, any firm of which such person is a partner, trustee, officer, director or employee or over which such person has control, and any firm which controls, is controlled by or is under common control with such person.
Affiliated Firm means a firm that owns fifty percent or more of the voting shares in a corporation or fifty percent or more of the capital interests of a business firm that is not a corporation.
Affiliated Firm means any person or entity with which you have entered into a professional relationship or agreement and which is performing Professional Services at your direction or on your behalf.

Examples of Affiliated Firm in a sentence

  • Any member who has, or whose Affiliated Firm has, a position required to be disclosed under paragraph (b)(i) (other than a position which the Board or committee has determined to be de minimus), shall be disqualified from voting and must withdraw from the room before a vote is taken.

  • Any other types of positions, at the Exchange or elsewhere, held in the member's personal accounts or the proprietary accounts of the Member’s Affiliated Firm that could reasonably be expected to be affected by the Significant Action.

  • No member shall be disqualified from voting upon the appointment of an ad hoc committee solely because of positions held by such member or an Affiliated Firm of such member.

  • Board and committee members must recuse themselves from all matters in which they, or an Affiliated Firm to them, have a conflict and at all times when they are unwilling to provide Disclosure.

  • For purposes of clause (v) of the preceding sentence, a member of the Board or any such committee shall not automatically be deemed to have a ‘significant, ongoing business relationship’ with a Licensee or applicant for license as a Warehouse Operator solely because the member or any Affiliated Firm of the member stores a commodity in facilities maintained by such Licensee or applicant.

  • Member’s Affiliated Firm means a firm in which the committee member is a principal, as defined in CFTC Regulation 3.1(a), or an employee.

  • Member’s Affiliated Firm" means a firm in which the Permit Holder is a "principal," as defined in CFTC Regulation 3.1(a), or an employee.

  • Onboarding feesThere is a one-off on boarding fee of £50,000 for each new SwapClear Clearing Member, FCM Clearing Member or SwapClear Dealer or Affiliate which is a member of, or an Affiliated Firm of, a Member Group.Clearing Fees - NotesA "Member Group" means a SwapClear Clearing Member or an FCM Clearing Member, its direct and indirect subsidiaries and its direct and indirect holding companies and every direct and indirect subsidiary of each such holding company, from time to time.

  • An individual shall be disqualified from taking any action as a member of the Arbitration Committee or as an arbitrator prescribed in the Arbitration Rules if such individual or an Affiliated Firm has an interest in the claim or dispute.

  • But criticism that struggles with its opposite remains dogmatic criticism, as for example in earlier times, when the dogma of the Blessed Trinity was set aside by appealing to the contradiction between 1 and 3.


More Definitions of Affiliated Firm

Affiliated Firm means a law firm that employs a lawyer that is a member of the American Association of Justice.
Affiliated Firm means any person or entity with which the Insured Firm has entered into a professional relationship and/or agreement to perform Professional Services at the direction or on behalf of the Insured Firm.
Affiliated Firm means a firm in which one or more of the owners of another firm hold controlling interest, or has the authority to establish and control the financial and/or operations policies of the affiliated firm. Here, the affiliated firm name would be different.

Related to Affiliated Firm

  • Affiliated Company means any company controlled by, controlling or under common control with the Company.

  • Affiliate of any specified Person means any other Person directly or indirectly controlling or controlled by or under direct or indirect common control with such specified Person. For the purposes of this definition, “control” when used with respect to any specified Person means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise; and the terms “controlling” and “controlled” have meanings correlative to the foregoing.

  • Affiliates means, with respect to any Person, any other Person that, directly or indirectly, controls, or is controlled by, or is under common control with, such Person. As used in this definition, “control” (including, with its correlative meanings, “controlled by” and “under common control with”) shall mean the possession, directly or indirectly, of the power to direct or cause the direction of management or policies of a Person, whether through the ownership of securities or partnership or other ownership interests, by contract or otherwise.

  • Direct Competitor means any individual, partnership, corporation, limited liability company, association, or other group, however organized, who competes with the Company in the full service restaurant business.

  • Affiliated Employer means any corporation which is a member of a controlled group of corporations (as defined in Code Section 414(b)) which includes the Employer; any trade or business (whether or not incorporated) which is under common control (as defined in Code Section 414(c)) with the Employer; any organization (whether or not incorporated) which is a member of an affiliated service group (as defined in Code Section 414(m)) which includes the Employer; and any other entity required to be aggregated with the Employer pursuant to Regulations under Code Section 414(o).

  • Competitor means any company, other entity or association or individual that directly or indirectly is engaged in the Company’s Business.