AEIS definition
Examples of AEIS in a sentence
You understand that the negotiated Wrap Fee for each Account covers brokerage commissions on transactions effected on an agency basis by Sponsor through AEIS.
AEIS provides execution and clearing capabilities as clearing broker for Sponsor.
You understand and acknowledge that your direction to Sponsor to trade through AEIS may result in less advantageous execution, including greater spreads (the difference between the bid and the offer price) and less favorable net prices, than if an unaffiliated broker-dealer were to execute the transaction.
Sponsor and AEIS have an agreement in which Sponsor introduces customer accounts to AEIS on a fully disclosed basis.
AEIS provides execution, recordkeeping, and all other clearing functions for Managed Accounts.
Sponsor’s affiliate, AEIS, receives payments for marketing and distribution support when you purchase shares of mutual funds that participate in our program as either Full Participation or Distribution Support firms.
Cost Reimbursement Services performed by AEIS will further include product due diligence, training and education, and other support-related functions.
However, nothing in this Amendment shall relieve AEIS and the Dealer Manager of their obligations to comply with FINRA Rule 2310.
This Agreement does not establish a joint venture or partnership between or among AEIS and the Issuer Entities.
Custody of Securities: AEIS will act as custodian of the Program and will provide custody and safekeeping services for your Account assets.