Advisory Affiliate definition

Advisory Affiliate for purposes of this Code means any person or company that controls, is controlled by or is under common control with the Adviser.
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Advisory Affiliate means an advisory affiliate as defined by the Glossary of Terms for the Form ADV.
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Advisory Affiliate means Nationwide Fund Advisors.
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Examples of Advisory Affiliate in a sentence

  • You hereby covenant that you shall immediately inform the Company and OCG if any of the foregoing representations is or becomes untrue or inaccurate and will update the Advisory Affiliate Questionnaire upon the request of Oaktree.

  • The Advisor may delegate certain of its duties under this Agreement with respect to a Fund to one or more investment advisers or participating affiliates that control the Advisor, are controlled by the Advisor or are under common control with the Advisor (each, an “Advisory Affiliate”), provided that the services rendered by any Advisory Affiliate will be subject to the oversight of the Advisor and the ultimate authority of the Trust’s Board of Trustees.

  • The Advisor is solely responsible for payment of any fees or other charges to an Advisory Affiliate arising from such delegation, and the Trust shall have no liability therefor.

  • You hereby covenant that you shall immediately inform Oaktree if any of the foregoing representations is or becomes untrue or inaccurate and will update the Advisory Affiliate Questionnaire upon the request of Oaktree.

  • At no time is JRL, the Advisor or Advisory Affiliate authorized to take discretionary control of the Clients account(s), even if the Client desires to extend such authority to the Advisor.

  • Neither SHIX and its affiliates nor any of their officers, directors, shareholders, members, partners, employees and any person who controls SHIX (collectively, “Advisory Affiliates”) shall be liable to USCF or any Fund under the terms of this Agreement, except for acts or omissions of SHIX or an Advisory Affiliate which constitute willful misconduct, gross negligence, bad faith, or material breach of this Agreement or applicable law.

  • In addition, you acknowledge that the Plan Account may pay an Advisory Affiliate, as investment adviser, sub-adviser, separate account manager and/or sponsor of a private fund, a management fee and/or performance compensation in connection with such investment and that these management fees and/or performance compensation will be in addition to our Advisory Fee.

  • By entering into this Agreement, you specifically consent to such conflicts of interest and the payment of such fees to the Advisory Affiliate.


More Definitions of Advisory Affiliate

Advisory Affiliate means an “advisory affiliate” as defined in the Glossary of
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Related to Advisory Affiliate

  • Advisory Person means (i) any employee of the Fund, Manager or Adviser/Subadviser (or of any company in a control relationship to the Fund, Manager or Adviser/Subadviser) who, in connection with his or her regular functions or duties, makes, participates in, or obtains current or pending information regarding the purchase or sale of a security by the Fund, or whose functions relate to the making of any recommendations with respect to such purchases or sales; and (ii) any natural person in a control relationship to the Fund who obtains information concerning recommendations made to the Fund with regard to the purchase or sale of a security.

  • Advisory Client means any client (including both investment companies and managed accounts) for which Invesco serves as an investment adviser, renders investment advice, or makes investment decisions.

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Affiliated Party means, with respect to any Purchaser, any person or entity which, directly or indirectly, controls, is controlled by or is under common control with such Purchaser, including, without limitation, any general partner, officer or director of such Purchaser and any venture capital fund now or hereafter existing which is controlled by one or more general partners of, or shares the same management company as, such Purchaser.

  • Affiliated Entities means any legal entity, including any corporation, limited liability company, partnership, not-for-profit corporation, estate planning vehicle or trust, which is directly or indirectly owned or controlled by the Stockholder or his or her descendants or spouse, of which such Stockholder or his or her descendants or spouse are beneficial owners, or which is under joint control or ownership with any other person or entity subject to a lock-up agreement regarding the Common Stock with terms substantially identical to this Agreement.