Advisor’s Platform definition

Advisor’s Platform. Relationship with Clients. Advisor shall be primarily responsible to Clients with respect to Advisor’s Platform. Advisor will act as each of its Client’s investment advisor and primary point of contact with respect to Advisor’s Platform. Advisor shall have an advisory client relationship with each of its Clients that is governed by an investment advisory agreement as required by Section 6.2 of this Agreement. Authority for exercising and processing proxy votes and similar actions with respect to Investments in Platform Accounts shall be as agreed between the Advisor and each of its Clients. In no event shall Altruist be responsible for exercising or advising as to decisions related to proxies and similar actions. In addition, the Advisor shall be responsible for all aspects of Client onboarding, including all know your customer and anti- money laundering requirements and shall, in applicable circumstances, review Client formation and governing documents to determine which individuals possess the requisite authority to act on behalf of a Client (e.g., trustees for a trust) and who should, therefore, have access to the Client Dashboard. Before providing advice regarding an Investment to a Client, Advisor will (A) review relevant information about the Client and the Investment sufficient to understand the Client’s investment objectives and the nature of the Investment, including the Client’s responses to the Questionnaire; and (B) reasonably believe that the recommendation is in the Client’s best interest in light of the Client’s profile, the Client’s portfolio as managed by Advisor and Advisor’s firm and the potential: (i) risks; (ii) rewards and (iii) costs associated with the Investment.
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Advisor’s Platform. Advisor hereby appoints Altruist as Advisor’s agent for the purposes of implementing the Platform.
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Examples of Advisor’s Platform in a sentence

  • Advisor uses the Advisor Dashboard to configure and maintain Advisor’s Platform and to access the Client Dashboard as an Advisor to manage Clients’ Platform Accounts, as further described in Appendix B (Services).

  • Clients use the Client Dashboard to access Advisor’s Platform, answer the Questionnaire, open and fund their brokerage account with a Participating Broker-Dealer, and view their Platform Accounts on an ongoing basis, all as further described in Appendix B (Services).

  • Advisor agrees that Altruist will not be responsible to any Client for any of the foregoing, including, without limitation, Advisor’s Platform, any Portfolio, and Advisor’s suspension or resumption of trading.

  • Advisor shall provide invitations to the Advisor’s Platform only to Clients for whom it recommends Advisor’s Platform.

  • Advisor, and not Altruist, shall be solely responsible to Clients with respect to Advisor’s Platform.

  • Advisor will act as each of its Client’s investment advisor and primary point of contact with respect to Advisor’s Platform.

  • Advisor shall provide invitations to the Advisor Platform only to Clients for whom it recommends Advisor’s Platform.