Advisors Act definition

Advisors Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder.
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Advisors Act means Investment Advisors Act of 1940.
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Examples of Advisors Act in a sentence

  • The Buyer is an investment advisor registered under the Investment Advisors Act of 1940.

  • Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940.

  • The Buyer is an investment advisor registered under the Investment Advisors Act of 1940, as amended.

  • Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940, as amended.

  • The Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940.

  • The Purchaser is an investment advisor registered under the Investment Advisors Act of 1940.

  • The Purchaser is a business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940.

  • Any question of interpretation of any term or provision of this Contract having a counterpart in or otherwise derived from a term or provision of the 1940 Act or the Advisors Act shall be resolved by reference to such term or provision of the 1940 Act or the Advisors Act and to interpretations thereof, if any, by the United States Courts or in the absence of any controlling decision of any such court, by rules, regulations or orders of the SEC issued pursuant to said Acts.

  • Buyer is a business development company as defined in Section 202(a) (22) of the Investment Advisors Act of 1940.

  • In addition, where the effect of a requirement of the 1940 Act or the Advisors Act reflected in any provision of the Contract is revised by rule, regulation or order of the SEC, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Related to Advisors Act

  • Advisers Act means the Investment Advisers Act of 1940, as amended.

  • OHS Act means the Occupational Health and Safety Act, 85 of 1993.

  • FAIS Act means the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002);

  • WHS Act means the Work Health and Safety Act 2011 (Qld) or the Work Health and Safety (National Uniform Legislation) Act 2012 (NT), where applicable. WHS EPH means Workplace Health and Safety Entry Permit Holders under the WHS Act. Workplace Impairment Policy and Procedures means the Workplace Impairment Policy and Procedures found in APPENDIX 4.

  • Public Works Act means the Public Works ▇▇▇ ▇▇▇▇;