Advisor Client definition

Advisor Client is any person to which Investment Advisor Sub or the members of Investment Advisor Sub provide investment advice, management, or advisory services regarding securities, and “Advisory Contract” means an investment management, advisory or sub-advisory Contract.
View Source
Advisor Client means any Person (other than a Sponsored Trust, Sponsored Fund, Advisor or Adviser Subsidiary Direct Client) to which, or in respect of which, an Adviser Subsidiary directly or indirectly provides Investment Services, including clients of Advisors.
View Source

Examples of Advisor Client in a sentence

  • Upon entering into a separate agreement with a Third-Party Advisor, Client will be deemed to have elected participation in the Betterment Digital plan, regardless of the plan Client had participated in prior to entry into such agreement.

  • If Client participates in the Advisor Network program and enters into a written agreement with a Third-Party Advisor, Client agrees to the terms set forth on the “Betterment Advisor Network Terms and Advised Client Funds Transfer Authorization” attachment to this Agreement with respect to such Third-Party Advisor.

  • If Client desires to hire a Third-Party Advisor, Client will enter into a separate agreement with such Third-Party Advisor on such terms, including fee terms, as mutually agreed between such Client and such Third-Party Advisor.

  • By completing the Account Application and providing a telephone number to LPL and/or Advisor, Client provides consent for LPL and/or Advisor to send communications by text (SMS) message.

  • The Client represents that he understands this potential conflict of interest, and should Client decide to consummate any investment transactions through JRL and the Advisor, Client does so with full knowledge and understanding of the potential conflict of interest.

  • If Client terminates the relationship with Advisor or for any other reason wishes to terminate Advisor's access to the account(s), or if Client wishes to direct the trading in Client's account, or if Client wishes to use advisory services of another Advisor, Client will contact IBKR immediately by calling the toll free Customer Service number listed on IBKR's website at ▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ or ▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇.▇▇.

  • For services to be rendered pursuant to this Agreement and expenses assumed by Advisor, Client will pay to Advisor compensation in the form of a monthly advisory fee paid at the beginning of each month in advance, based on the value of assets under management on the last day of the preceding calendar month, or hourly fee for service, payable as set forth in Exhibit B – Fee Schedule.

  • Subject to the terms of the Advisor Agreements, if Client or Advisor terminates Client’s relationship with Advisor, Client will be offered the option to terminate this Sub-Advisory Agreement.

  • In consideration of the services provided by Advisor, Client shall pay to Advisor $100‐300 per hour for the projects, evaluations or analyses described on Schedule A.

  • The MSRB’s website is ▇▇▇.▇▇▇▇.▇▇▇ and the link for the Municipal Advisor Client Brochure is ▇▇▇.▇▇▇▇.▇▇▇/▇▇▇▇▇/▇▇▇▇▇▇▇/▇▇▇▇▇/▇▇▇▇-▇▇-▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇.▇▇▇.

Related to Advisor Client

  • Retail Client means a client who is not a professional client;

  • Advisory Client means any client (including both investment companies and managed accounts) for which Invesco serves as an investment adviser, renders investment advice, or makes investment decisions.

  • End Client means the end client (if any) in respect of the project in connection with which the Supplier is providing its Services as a sub-contractor;

  • The Client means the organization purchasing the service.

  • Potential Client means any person or entity to whom the Company has offered (by means of a personal meeting, telephone call, or a letter or written proposal specifically directed to the particular person or entity) to serve as investment adviser or to provide or distribute insurance products but which is not at such time an advisee, investment advisory or insurance customer, distributor or client of the Group or any person or entity for which a plan exists to make such an offer; persons or entities solicited or to be solicited solely by non-personalized form letters and blanket mailings are excluded from this definition;