Advising Representative definition

Advising Representative means a registered advising representative of the Manager (portfolio management category), who is fully licensed to make discretionary investment decisions on behalf of clients.
View Source
Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who performs the activities of an investment adviser on behalf of his employer;
View Source
Advising Representative means a registered Tactex advising representative of the Portfolio Manager (portfolio management category), who is fully licensed to make discretionary investment decisions on behalf of clients.
View Source

Examples of Advising Representative in a sentence

  • The assets reflected in your Investment Account may only be used towards investments as decided by the Advising Representative.

  • To obtain a form for a reimbursement claim, or for more information on your recourse rights, you may contact your financial institution or visit ▇▇▇.▇▇▇▇▇▇.▇▇ When your Advising Representative decides to invest your money into the Funds, the purchase of units in those Funds is called a Subscription.

  • The Client agrees to indemnify and hold WealthBar, its officers directors, employees (including Advising Representative), or shareholders and their respective affiliates and associates, harmless and to release such parties from any and all damages, actions, causes of action, debits, charges, expenses, or other losses arising out of the operation of the Account provided that such operation of the Account does not involve any act of fraud, willful misconduct or negligence on the part of WealthBar.

  • Name of Portfolio Management Firm Address (No P.O. Box Number) Name of Advising Representative City, Province, Postal Code Signature of Advising Representative Telephone Number (The Subscriber’s Agent signature must be witnessed by a person who is not a minor nor the spouse or child of the Subscriber’s Agent) Email Address Signature Name (day) (month) (year) TO: Canso Fund Management Ltd.

  • Under the discretionary advisement of your Advising Representative (acting on behalf of the Portfolio Manager), your Account Assets are then invested in a one or more Funds managed by the Portfolio Manager (in its capacity as Investment Fund Manager to each Fund) which are suitable for you based on your risk profile and goals.

  • Under the discretionary advisement of your Advising Representative (acting on behalf of the Manager), your Account Assets are then invested in a one or more Funds managed by the Manager (in its capacity as Investment Fund Manager to each Fund) which are suitable for you based on your risk profile and goals.

  • CRM specialists can engage in some activities with the approval of an unrestricted Advising Representative (“AR”).


More Definitions of Advising Representative

Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who performs the activities of an investment adviser on behalf of that registrant registered under section 51(1)(a) or (b);
View Source
Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who
View Source