Advising Representative definition

Advising Representative means a registered advising representative of the Manager (portfolio management category), who is fully licensed to make discretionary investment decisions on behalf of clients.
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Advising Representative means a registered advising representative of the Portfolio Manager (portfolio management category), who is fully licensed to make discretionary investment decisions on behalf of clients.
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Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who performs the activities of an investment adviser on behalf of his employer;
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Examples of Advising Representative in a sentence

  • To obtain a form for a reimbursement claim, or for more information on your recourse rights, you may contact your financial institution or visit www.cdnpay.cao Investment in the FundsWhen your Advising Representative decides to invest your money into the Funds, the purchase of units in those Funds is called a Subscription.

  • Under the discretionary advisement of your Advising Representative (acting on behalf of the Manager), your Account Assets are then invested in one or more Funds managed by the Manager (in its capacity as Investment Fund Manager to each Fund) which are suitable for you based on your risk profile and goals.

  • The assets reflected in your Investment Account may only be used towards investments as decided by the Advising Representative.


More Definitions of Advising Representative

Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who
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Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who performs the activities of an investment adviser on behalf of that registrant registered under section 51(1)(a) or (b);
Sample 1Sample 2

Related to Advising Representative

  • Designated Representative has the meaning set forth in Section 6(j)(v) of this Agreement.

  • Authorised Representatives the persons respectively designated as such by the Authority and the Supplier, the first such persons being set out in Schedule 4. Bribery Act: the Xxxxxxx Xxx 0000 and any subordinate legislation made under that Act from time to time together with any guidance or codes of practice issued by the relevant government department concerning the legislation. Change: any change to this agreement including to any of the Services. Change Control Note: the written record of a Change agreed or to be agreed by the parties pursuant to the Change Control Procedure.

  • Authorised Representative means any natural or legal person established within the Union who has received a written mandate from a manufacturer to act on his behalf in relation to specified tasks;

  • Representative means the indenture trustee or other trustee, agent or representative for any Senior Debt.

  • Union Representative means a person who is employed by the Local or who has been duly authorized to represent the Union through election or appointment in accordance with the Local’s by-laws.