Advised Fund definition

Advised Fund means an investment company registered under the 1940 Act for which the Adviser serves as investment adviser or sub-adviser. Therefore, this includes each series of Bridgeway Funds, Inc. as well as any other funds for which the Adviser serves as investment adviser or sub-adviser.

Advised Fund means an investment company (open-end or closed-end fund registered under the 1940 Act) for which STW serves as investment adviser or sub-adviser.

Advised Fund means a registered investment company for which PCA serves as adviser or sub-adviser.

Examples of Advised Fund in a sentence

• In fact, subject to the holding period requirement described above, an Access Person can purchase a Loomis Advised Fund (through one or multiple transactions) and can liquidate their position in that fund (through one or several transactions) during a 90 day period.

• However, an Access Person cannot then reacquire a position in the same Loomis Advised Fund previously sold within the same 90 day period.

• The Round Trip Restriction does not limit the number of times an Access Person can purchase a Loomis Advised Fund or sell a Loomis Advised Fund during a 90 day period.

• If an Access Person has acquired securities in a Limited Offering, he or she must disclose that interest to the Compliance Officer before the Access Person may play a material role in a decision to recommend or cause an Advised Fund to invest in securities of the same issuer.

• Transactions in an Advised Fund are not required to be pre-cleared by any Access Person.

More Definitions of Advised Fund

Advised Fund means any investment company registered under the 1940 Act that is advised by the Advisor.

Advised Fund means a registered investment company for which PCA serves as adviser or sub-adviser or whose investment adviser or principal underwriter is controlled by, or under common control with, PCA.

Advised Fund means a registered investment company for which Boyd Watterson serves as adviser or sub-adviser or whose investment adviser or principal underwriter is controlled by, or under common control with, Boyd Watterson. Advised Funds are set forth in Appendix A.

Advised Fund means any investment company registered under the 1940 Act that is advised by an Adviser.

Advised Fund means a registered investment company for which Mercantile serves as adviser or sub-adviser or whose investment adviser or principal underwriter is controlled by, or under common control with, Mercantile. Advised Funds are set fourth in Appendix A.

Advised Fund any collective investment vehicle that is a Client but which is not a Fund. Advisers Act: the Investment Advisers Act of 1940, as amended. Advisory Agreement: each Contract relating to the provisions of investment management or investment advisory services by the Company to any Person, including any management agreement, portfolio management agreement, sub-advisory agreement, subscription agreement and any side letter(s) with respect to a Fund, Organizational Documents of any limited liability company, limited partnership agreement, declaration of trust or similar agreement. Affiliate: has the meaning ascribed to the term “affiliate” in Section 2 of Chapter I of the Business Corporations Act (Québec); provided, however, that “control” (including the terms “controlled by” and “under common control with”) for such purpose shall mean the possession, directly or indirectly, of the power to direct or cause the direction of the management policies of a Person, whether through the ownership of voting securities, by contract or credit arrangement, as trustee or executor, or otherwise; and provided, further, that for purposes of Section 2 of this Agreement “Affiliate” shall not be deemed to include any Fund. Aggregate Annualized Base Fee Revenues: as of a given Measurement Date, the sum of the Annualized Base Fee Revenues for all Applicable Clients, in each case determined as of such date. Aggregate Annualized Performance Fee Revenues: as of a given Measurement Date, the sum of the Annualized Performance Fee Revenues for all Applicable Clients, in each case determined as of such date.

Advised Fund means any open-end investment company registered under the Investment Company Act to which the Company or any of its subsidiaries provides investment advisory services and as more specifically identified in Section 3.11(a) of the Disclosure Letter. For the avoidance of doubt, no Sub-Advised Fund shall be deemed an “Advised Fund” hereunder.