Account Opening definition

Account Opening. Before we open an account for you, we determine, on a reasonable basis whether the account would be appropriate for you and with the exception of TD Direct Investing, whether the scope of products, services and account relationships which you would have access to within the account are appropriate. This does not apply for certain institutional investors. Transferring-in Investment Products: Investment products that are not offered by your TDWCI line of business may generally be transferred-in and held within your account. However, you will not be able to make new investments in those products. Your TDWCI line of business may prohibit the transfer-in of certain types of investment products or place limits on the amount of certain products that can be purchased or held in your account.

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Account Opening means the form to open an account duly completed and signed by the Client(s) as well as all those documents Form” furnished by the Client(s) in support of the application for opening an account with the Broker; 「開戶申請書」 指客戶填寫及簽署的開立交易帳戶之表格，並包括客戶向經紀申請開立帳戶而提供的所有文件；

Account Opening. We are required by law, including the USA PATRIOT Act, to obtain, verify, and record information that identifies each person who opens an Account. When you open an Account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents. For Accounts opened at a branch, all Account holders must sign a signature card in order to open an Account. Your deposit Account will be considered open once we have received and approved all required Account opening documentation, assigned you an Account number, and received your initial deposit. We may require additional signatures or other verification documentation during your Account relationship with us. For new customers who open Accounts through our Online system, your identification will serve as the signature card, and the signature on your identification will serve as your signature of record. We require proper identification to open an Account or to make any withdrawal from and certain deposits to an Account. We may require more than one form of identification for our protection and yours, or as required by law. Information provided by you at the time the Account is opened is subject to verification and may become part of your permanent Account record.

Examples of Account Opening in a sentence

• You understand that the use of your credit card or credit card account will constitute acknowledgement of receipt and agreement to the terms of the Credit Card Agreement and Credit Card Account Opening Disclosure (Disclosure).

• After you fill in and submit the Account Opening Application Form together with all the required identification documentation and Registration Data required by us for our own internal checks, we will send you a notice informing you whether you have been accepted as a Client of the Company.

• The Client is required to accept these terms provided that it has read and agrees with the terms of the Agreement by checking and/or clicking the respective acceptance checkbox during the Online Account Opening Procedure which is further explained below.

• If the above statement is untrue and in the event that the Client has not disclosed this already in the Account Opening Application Form, he will inform the Company as soon as possible will notify the Company if at any stage during the course of this Agreement he becomes a Politically Exposed Person.

• If the above statement is untrue and in the event that the Client has not disclosed this already in the Account Opening Application Form, he will inform the Company as soon as possible and will notify the Company if at any stage during the course of this Agreement he becomes a Politically Exposed Person.

• You accept that when categorizing you and dealing with you, the Company will rely on the accuracy, completeness and correctness of the information provided by you in your Account Opening Application Form and the Financial Suitability Questionnaire.

• We may charge a returned payment fee in the amount set forth on the Account Opening Disclosures.

• If you pay late, or you pay less than the Minimum Payment, we may charge you a late payment fee in the amount set forth on the Account Opening Disclosures.

• Different APRs apply to the different transaction types, as shown on the Account- Opening Disclosures.

• After you fill in and submit the Account Opening Application Form together with all Registration Data required by us for our own internal checks, we will send you a notice informing you whether you have been accepted as a Client of the Company.