(9) Exchange definition

(9) Exchange shall have the meaning specified in the fifth paragraph of the recitals to this Agreement.
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(9) Exchange means an exchange of securities complying with the transaction exemption to otherwise applicable registration requirements for securities transactions under Section 5 of the Securities Act, provided by Section 3(a)(9) thereof.
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Examples of (9) Exchange in a sentence

  • Page 8 Loans.....................................Page 15 Beneficiary.............................Page 9 Other Terms of Your Policy................Page 15 Ownership...............................Page 9 Exchange of Plan..........................Page 18 Premium Payment.........................Page 10 Application...............................

  • Authentication and Dating 8 Form of Trustee's Certificate of Authentication 8 Form and Denomination of Debentures 9 Execution of Debentures 9 Exchange and Registration of Transfer of Debentures 9 Mutilated, Destroyed, Lost or Stolen Debentures 11 Temporary Debentures 12 Payment of Interest and Additional Interest 12 Cancellation of Debentures Paid, etc 13 Computation of Interest 14 Extension of Interest Payment Period 15 CUSIP Numbers 16 ARTICLE III.

  • The 9% Exchange Notes and the Trustee's certificate of authentication thereon shall be substantially in the form of Exhibit B-2 hereto.

  • The Indenture or such indenture shall provide that the Exchange Securities, the Private 9 Exchange Securities and the Securities shall vote and consent together on all matters as one class and that none of the Exchange Securities, the Private Exchange Securities or the Securities will have the right to vote or consent as a separate class on any matter.